Form 4 for RAVE RAVE RESTAURANT GROUP, INC.
Accepted 2022-05-12 00:00:00 ET · period of report 2022-05-10 · accession 0001181580-22-000008 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-05-12 | 2022-05-10+ | RAVE | Schwarz 2012 Family Trust | 10% | P - Purchase | $0.8655 | +40.0K | 140.7K | +40% | +$34.6K |
| I | 2022-05-12 | 2022-05-12 | RAVE | Schwarz 2012 Family Trust | 10% | P - Purchase | $0.87 | +2,201 | 2.99M | +0.1% | +$1,915 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-05-10 | P | A | 11,300 | $0.87 | 111,991 | D Directly owned by by Newcastle Partners, L.P. | — | — | (F1) Mr. Schwarz is the sole trustee of the Schwarz 2012 Family Trust (the "Trust") and a director and officer of NCM Services, Inc. ("NCMS"). The Trust is the sole shareholder of NCMS, which is the sole member of Newcastle Capital Group, L.L.C. ("NCG"), which is the general partner of Newcastle Capital Management, L.P. ("NCM"), which is the general partner of Newcastle Partners, L.P. ("NP"). Accordingly, Mr. Schwarz may be deemed the beneficial owner of all shares held by any of the Trust, NCMS, NCG, NCM or NP. |
| 2 | Common | Common Stock | 2022-05-11 | P | A | 18,000 | $0.86 | 129,991 | D | — | — | |
| 3 | Common | Common Stock | 2022-05-12 | P | A | 10,700 | $0.87 | 140,691 | D | — | — | |
| 4 | Common | Common Stock | 2022-05-12 | P | A | 2,201 | $0.87 | 2,991,654 | I | — | — |