Form 4 for RTB RTB Digital, Inc.
Accepted 2021-09-23 00:00:00 ET · period of report 2019-06-18 · accession 0001185185-21-001353 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-23 | 2019-06-18+ | RTB | Lee Lindsey | VP of Legal Affairs | A - Grant | $0.2222 | +121.4K | 43.2K | New | +$27.0K |
| DM | 2021-09-23 | 2020-11-04+ | RTB | Lee Lindsey | VP of Legal Affairs | M - OptEx | $0.6729 | +111.3K | 281.1K | +66% | +$74.9K |
| DM | 2021-09-23 | 2020-11-04+ | RTB | Lee Lindsey | VP of Legal Affairs | D - Sale to Iss | $0.00 | -121.2K | 256.1K | -32% | $0 |
| DM | 2021-09-23 | 2020-06-22+ | RTB | Lee Lindsey | VP of Legal Affairs | A - Grant | $0.00 | +147.1K | 241.2K | +156% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.001 | 2021-07-15 | A | A | 241 | $10.37 | 44,819 | D | — | — | |
| 2 | Common | Common Stock, par value $0.001 | 2021-06-15 | A | A | 172 | $14.60 | 44,578 | D | — | — | |
| 3 | Common | Common Stock, par value $0.001 | 2020-12-28 | M | A | 71,394 | $1.01 | 332,219 | D | — | — | (F2) Ms. Lee did a cashless exercise of her 76,154 stock options. Ms. Lee received 71,394 shares of common stock and surrendered 4,760 shares of common stock underlying the stock option in payment of the exercise price. |
| 4 | Common | Common Stock, par value $0.001 | 2021-03-15 | A | A | 194 | $12.84 | 256,259 | D | — | — | (F3) Ms. Lee earns 2,500 worth of share of Common stock monthly, issuable on the 15th day of each month in the number based on the closing price of our common stock on that date or the next trading day. (F4) The Company effected a reverse stock split of 1:6 on February 17, 2021. As a result, Ms. Lee's 256,259 shares of common stock became 42,710 shares of common stock. |
| 5 | Common | Common Stock, par value $0.001 | 2021-08-16 | A | A | 323 | $7.73 | 45,142 | D | — | — | |
| 6 | Common | Common Stock, par value $0.001 | 2020-11-04 | M | A | 39,919 | $0.07 | 281,073 | D | — | — | (F1) Ms. Lee did a cashless exercise of her 45,000 stock options. Ms. Lee received 39,919 shares of common stock and surrendered 5,081 shares of common stock underlying the stock option in payment of the exercise price. |
| 7 | Common | Common Stock, par value $0.001 | 2019-06-18 | A | A | 120,000 | $0.1 | 120,000 | D | — | — | |
| 8 | Common | Common Stock, par value $0.001 | 2021-04-15 | A | A | 247 | $10.10 | 42,957 | D | — | — | |
| 9 | Common | Common Stock, par value $0.001 | 2021-05-17 | A | A | 271 | $9.22 | 43,228 | D | — | — | |
| 10 | Derivative | Stock Options | 2020-11-04 | D | D | 45,000 | $0.00 | 236,073 | D | $0.07 · 2020-06-22 to 2025-06-22 | 45,000 Common Stock, par value $0.001 | |
| 11 | Derivative | Stock Options | 2020-06-22 | A | A | 45,000 | $0.00 | 165,000 | D | $0.07 · 2020-06-22 to 2025-06-22 | 45,000 Common Stock, par value $0.001 | |
| 12 | Derivative | Stock Options | 2020-12-28 | D | D | 76,154 | $0.00 | 256,065 | D | $1.01 · 2020-12-24 to 2025-06-24 | 76,154 Common Stock, par value $0.001 | |
| 13 | Derivative | Stock Options | 2020-12-01 | A | A | 24,752 | $0.00 | 260,825 | D | $1.01 · 2020-12-01 to 2026-06-01 | 24,752 Common Stock, par value $0.001 | |
| 14 | Derivative | Stock Options | 2021-06-02 | A | A | 1,178 | $0.00 | 44,406 | D | $12.10 · 2021-12-01 to 2031-06-02 | 1,178 Common Stock, par value $0.001 | |
| 15 | Derivative | Stock Options | 2020-06-24 | A | A | 76,154 | $0.00 | 241,154 | D | $0.07 · 2020-12-24 to 2025-06-24 | 76,154 Common Stock, par value $0.001 |