Form 4 for RTB RTB Digital, Inc.
Accepted 2021-12-10 00:00:00 ET · period of report 2020-04-30 · accession 0001185185-21-001828 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-10 | 2021-04-05+ | RTB | Haller Kenneth | Pres of Payments | S - Sale+OE | $12.41 | -801.5K | 2.85M | -22% | -$9.95M |
| DI | 2021-12-10 | 2021-07-20 | RTB | Haller Kenneth | Pres of Payments | A - Grant | $9.79 | +615.6K | 2.94M | +27% | +$6.03M |
| D | 2021-12-10 | 2020-04-30 | RTB | Haller Kenneth | Pres of Payments | A - Grant | $0.48 | +17.00M | 17.00M | New | +$8.16M |
| D | 2021-12-10 | 2020-06-24 | RTB | Haller Kenneth | Pres of Payments | M - OptEx | $0.07 | +500.0K | 17.50M | +3% | +$35.0K |
| DM | 2021-12-10 | 2020-06-24+ | RTB | Haller Kenneth | Pres of Payments | A - Grant | $0.00 | +3.54M | 86.6K | New | $0 |
| DM | 2021-12-10 | 2020-06-24+ | RTB | Haller Kenneth | Pres of Payments | D - Sale to Iss | $0.00 | -3.03M | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.001 | 2021-07-23 | S | D | 131,394 | $9.86 | 2,730,726 | D | — | — | (F20) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.41 to$10.00, inclusive. |
| 2 | Common | Common Stock, par value $0.001 | 2021-06-07 | S | D | 100,000 | $13.77 | 2,526,115 | D | — | — | |
| 3 | Common | Common Stock, par value $0.001 | 2021-06-01 | S | D | 10,000 | $11.99 | 2,626,115 | D | — | — | |
| 4 | Common | Common Stock, par value $0.001 | 2021-05-27 | S | D | 90,318 | $10.63 | 2,636,115 | D | — | — | (F14) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.55 to $11.04, inclusive. |
| 5 | Common | Common Stock, par value $0.001 | 2021-05-26 | S | D | 49,682 | $11.23 | 2,726,433 | D | — | — | (F13) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.13 to $11.69, inclusive. |
| 6 | Common | Common Stock, par value $0.001 | 2021-05-25 | S | D | 29,800 | $10.18 | 2,776,115 | D | — | — | |
| 7 | Common | Common Stock, par value $0.001 | 2021-05-24 | S | D | 100 | $10.50 | 2,805,915 | D | — | — | |
| 8 | Common | Common Stock, par value $0.001 | 2021-05-20 | S | D | 200 | $10.50 | 2,806,015 | D | — | — | |
| 9 | Common | Common Stock, par value $0.001 | 2021-04-12 | S | D | 9,000 | $17.89 | 2,806,215 | D | — | — | (F12) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.53 to $18.50, inclusive. |
| 10 | Common | Common Stock, par value $0.001 | 2021-04-12 | S | D | 7,000 | $16.78 | 2,815,215 | D | — | — | (F11) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.50 to $17.24, inclusive. |
| 11 | Common | Common Stock, par value $0.001 | 2021-04-08 | S | D | 6,168 | $17.44 | 2,822,215 | D | — | — | (F10) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.15 to $18.00, inclusive. |
| 12 | Common | Common Stock, par value $0.001 | 2021-04-09 | S | D | 6,100 | $16.55 | 2,828,383 | D | — | — | (F9) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.12 to $17.08, inclusive. |
| 13 | Common | Common Stock, par value $0.001 | 2021-04-08 | S | D | 5,383 | $18.56 | 2,834,483 | D | — | — | (F8) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.26 to $19.25, inclusive. |
| 14 | Common | Common Stock, par value $0.001 | 2021-04-07 | S | D | 10,000 | $18.44 | 2,839,866 | D | — | — | (F7) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.10 to $19.00, inclusive. |
| 15 | Common | Common Stock, par value $0.001 | 2021-06-11 | S | D | 3,465 | $14.05 | 2,499,150 | D | — | — | (F16) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.05 to $14.06, inclusive. |
| 16 | Common | Common Stock, par value $0.001 | 2021-06-14 | S | D | 71,045 | $15.12 | 2,428,105 | D | — | — | (F17) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.48 to $15.34, inclusive. |
| 17 | Common | Common Stock, par value $0.001 | 2021-06-15 | S | D | 1,990 | $14.67 | 2,426,115 | D | — | — | |
| 18 | Common | Common Stock, par value $0.001 | 2021-07-01 | S | D | 85,000 | $12.04 | 2,341,115 | D | — | — | (F18) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.87 to $12.19, inclusive. |
| 19 | Common | Common Stock, par value $0.001 | 2021-07-02 | S | D | 15,000 | $11.40 | 2,326,115 | D | — | — | |
| 20 | Common | Common Stock, par value $0.001 | 2021-07-20 | S | D | 6,172 | $9.85 | 2,319,943 | D | — | — | |
| 21 | Common | Common Stock, par value $0.001 | 2021-07-20 | A | A | 615,600 | $9.79 | 2,935,543 | I | — | — | |
| 22 | Common | Common Stock, par value $0.001 | 2021-07-21 | S | D | 25,000 | $9.72 | 2,910,543 | D | — | — | |
| 23 | Common | Common Stock, par value $0.001 | 2021-07-22 | S | D | 48,423 | $9.64 | 2,862,120 | D | — | — | (F19) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.50 to $10.03, inclusive. |
| 24 | Common | Common Stock, par value $0.001 | 2021-06-10 | S | D | 23,500 | $14.18 | 2,502,615 | D | — | — | (F15) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.10 to $14.55, inclusive. |
| 25 | Common | Common Stock, par value $0.001 | 2020-04-30 | A | A | 17,000,000 | $0.48 | 17,000,000 | D Sky Financial | — | — | |
| 26 | Common | Common Stock, par value $0.001 | 2020-06-24 | M | A | 500,000 | $0.07 | 17,500,000 | D | — | — | (F1) The company effected a reverse stock split of 1:6 on February 17, 2021. As a result, Mr. Haller's 17,500,000 shares of common stock became 2,916,666 shares of common stock. |
| 27 | Common | Common Stock, par value $0.001 | 2021-04-05 | S | D | 26,800 | $15.10 | 2,889,866 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.02 to $15.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (20) to this Form 4. |
| 28 | Common | Common Stock, par value $0.001 | 2021-04-06 | S | D | 9,251 | $16.66 | 2,880,615 | D | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.50 to $16.94, inclusive. |
| 29 | Common | Common Stock, par value $0.001 | 2021-04-06 | S | D | 18,300 | $17.54 | 2,862,315 | D | — | — | (F5) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.11 to $17.98, inclusive. |
| 30 | Common | Common Stock, par value $0.001 | 2021-04-06 | S | D | 12,449 | $18.28 | 2,849,866 | D | — | — | (F6) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.64, inclusive. |
| 31 | Derivative | Stock Options | 2020-12-01 | A | A | 500,000 | $0.00 | 500,000 | D | $1.01 · 2020-12-01 to 2026-06-01 | 500,000 Common Stock, par value $0.001 | (F2) The company effected a reverse stock split of 1:6 on February 17, 2021. As a result, Mr. Haller's 500,000 stock options became 83,333 stock options. |
| 32 | Derivative | Stock Options | 2021-08-17 | A | A | 2,534,213 | $0.00 | 2,620,852 | D | $7.31 · 2021-08-17 to 2031-08-17 | 2,534,213 Common Stock, par value $0.001 | |
| 33 | Derivative | Stock Options | 2021-09-30 | D | D | 2,534,213 | $0.00 | 86,639 | D | $7.31 · 2021-08-17 to 2031-08-17 | 2,534,213 Common Stock, par value $0.001 | |
| 34 | Derivative | Stock Options | 2020-06-24 | D | D | 500,000 | $0.00 | 0 | D | $0.07 · 2020-06-24 to 2025-06-24 | 500,000 Common Stock, par value $0.001 | |
| 35 | Derivative | Stock Options | 2020-06-24 | A | A | 500,000 | $0.00 | 500,000 | D | $0.07 · 2020-06-24 to 2025-06-24 | 500,000 Common Stock, par value $0.001 | |
| 36 | Derivative | Stock Options | 2021-06-02 | A | A | 3,306 | $0.00 | 86,639 | D | $12.10 · 2021-12-01 to 2031-06-02 | 3,306 Common Stock, par value $0.001 |