InsiderTrades

Form 4 for IGC IGC Pharma, Inc.

Accepted 2021-12-23 00:00:00 ET · period of report 2021-12-20 · accession 0001185185-21-001876 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
D 2021-12-23 2021-12-20 IGC MUKUNDA RAM CEO, Dir A - Grant — 0 2.17M New —
DI 2021-12-23 2021-12-20 IGC MUKUNDA RAM CEO, Dir A - Grant — 0 727.4K New —
DI 2021-12-23 2021-12-20 IGC MUKUNDA RAM CEO, Dir A - Grant $0.00 +50.0K 50.0K New $0
DM 2021-12-23 2021-12-20 IGC MUKUNDA RAM CEO, Dir A - Grant $0.00 +4.20M 1.00M New $0

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2021-12-20 A A 0 $0.00 2,174,760 D BY SPOUSE — — (F1) RSUs subject to vesting equally over three years starting on March 31, 2022. (F2) Corrects a previous Section 16 May 14, 2021, filing, which overstated the ownership of non-derivative securities by 1,000,000 shares.
2 Common Common Stock 2021-12-20 A A 0 $0.00 727,417 I — — (F4) RSUs subject to vesting equally over three years starting on March 31, 2022. (F5) Corrects a previous Section 16 May 14, 2021, filing, which overstated the ownership of non-derivative securities by 50,000 shares
3 Derivative Restricted Stock Units 2021-12-20 A A 50,000 $0.00 50,000 I $0.00 · 2022-03-31 to 2024-04-01 50,000 Common Stock (F4) RSUs subject to vesting equally over three years starting on March 31, 2022.
4 Derivative Restricted Stock Units 2021-12-20 A A 3,200,000 $0.00 4,200,000 D $0.00 · — to — 3,200,000 Common Stock (F3) RSUs subject to vesting according to specific milestones set by the Company's Board of Directors. The RSUs do not have an exercisable or expiration date. The RSUs vest when milestones are achieved.
5 Derivative Restricted Stock Units 2021-12-20 A A 1,000,000 $0.00 1,000,000 D BY SPOUSE $0.00 · 2022-03-31 to 2024-04-01 1,000,000 Common Stock (F1) RSUs subject to vesting equally over three years starting on March 31, 2022.