Form 4 for JAKK JAKKS PACIFIC INC
Accepted 2022-01-04 00:00:00 ET · period of report 2022-01-01 · accession 0001185185-22-000006 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-01-04 | 2022-01-03+ | JAKK | BERMAN STEPHEN G | CEO, Pres, Sec, Dir | S - Sale+OE | $10.36 | -21.8K | 151.8K | -13% | -$226.1K |
| D | 2022-01-04 | 2022-01-01 | JAKK | BERMAN STEPHEN G | CEO, Pres, Sec, Dir | F - Tax | $10.16 | -34.8K | 173.7K | -17% | -$353.9K |
| D | 2022-01-04 | 2022-01-01 | JAKK | BERMAN STEPHEN G | CEO, Pres, Sec, Dir | M - OptEx | $10.16 | +73.3K | 208.5K | +54% | +$744.3K |
| D | 2022-01-04 | 2022-01-01 | JAKK | BERMAN STEPHEN G | CEO, Pres, Sec, Dir | A - Grant | $10.16 | +214.2K | 214.2K | New | +$2.18M |
| D | 2022-01-04 | 2022-01-01 | JAKK | BERMAN STEPHEN G | CEO, Pres, Sec, Dir | M - OptEx | $10.16 | -73.3K | 141.0K | -34% | -$744.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-03 | S | D | 10,368 | $10.25 | 163,287 | D | — | — | (F6) Represents the average sale price for multiple sales made this day. Exact sales data to be provided to the staff of the Securities and Exchange Commission upon request. (F5) Sale made pursuant to an exempt Selling Plan under Rule 10b5-1. (F3) Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. |
| 2 | Common | Common Stock | 2022-01-01 | F | D | 34,834 | $10.16 | 173,655 | D | — | — | (F2) Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ. (F4) Represents that number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported RSU Agreement by and between the Holder and the Issuer. (F3) Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. |
| 3 | Common | Common Stock | 2022-01-01 | M | A | 73,262 | $10.16 | 208,489 | D | — | — | (F2) Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ. (F1) Represents shares underlying RSUs previously reported which vested. (F3) Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. |
| 4 | Common | Common Stock | 2022-01-04 | S | D | 11,469 | $10.45 | 151,818 | D | — | — | (F6) Represents the average sale price for multiple sales made this day. Exact sales data to be provided to the staff of the Securities and Exchange Commission upon request. (F5) Sale made pursuant to an exempt Selling Plan under Rule 10b5-1. (F3) Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. |
| 5 | Derivative | Restricted Stock Units ("RSU") | 2022-01-01 | A | A | 214,218 | $10.16 | 214,218 | D | — · — to — | 214,218 Common Stock | (F9) Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ. (F10) Does not include additional RSUs previously granted and reported with different vesting terms. (F3) Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. (F7) Issued under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting. (F8) RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest. |
| 6 | Derivative | RSU | 2022-01-01 | M | D | 73,262 | $10.16 | 140,956 | D | — · — to — | 73,262 Common Stock | (F2) Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ. (F10) Does not include additional RSUs previously granted and reported with different vesting terms. (F3) Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. (F7) Issued under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting. (F11) Vested according to the terms of the RSU described in a previous filing. |