InsiderTrades

Form 4 for JAKK JAKKS PACIFIC INC

Accepted 2022-01-07 00:00:00 ET · period of report 2022-01-05 · accession 0001185185-22-000023 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DM 2022-01-07 2022-01-05+ JAKK BERMAN STEPHEN G CEO, Pres, Sec, Dir S - Sale $9.83 -34.4K 126.5K -21% -$338.1K
DM 2022-01-07 2019-01-01+ JAKK BERMAN STEPHEN G CEO, Pres, Sec, Dir A - Grant — 0 26.4K New —

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2022-01-05 S D 9,704 $10.29 142,114 D — — (F2) Represents the average sale price for multiple sales made this day. Exact sales data to be provided to the staff of the Securities and Exchange Commission upon request. (F1) Sale made pursuant to an exempt Selling Plan under Rule 10b5-1. (F3) Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.
2 Common Common Stock 2022-01-07 S D 9,100 $9.58 117,412 D — — (F2) Represents the average sale price for multiple sales made this day. Exact sales data to be provided to the staff of the Securities and Exchange Commission upon request. (F1) Sale made pursuant to an exempt Selling Plan under Rule 10b5-1. (F3) Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.
3 Common Common Stock 2022-01-06 S D 15,602 $9.68 126,512 D — — (F2) Represents the average sale price for multiple sales made this day. Exact sales data to be provided to the staff of the Securities and Exchange Commission upon request. (F1) Sale made pursuant to an exempt Selling Plan under Rule 10b5-1. (F3) Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.
4 Derivative RSU 2021-01-01 A A 0 — 64,067 D — · — to — 64,067 Common Stock (F5) Previously reported. Issued on 1/1/21 under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred, or otherwise encumbered prior to vesting. RSUs vest in 4 equal annual installments commencing on the first anniversary of the date of grant and on the second, third and fourth anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest. (F8) The closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ (F3) Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.
5 Derivative RSU 2019-01-01 A A 0 — 166,669 D — · — to — 166,669 Common Stock (F7) Previously reported. Issued on 1/1/19 under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred, or otherwise encumbered prior to vesting. Vest as follows: 40% of the award is subject to time vesting in four equal annual installments over four years and the balance of the award is subject to three year "cliff vesting" upon satisfaction of certain performance measures at the close of the three-year performance period based upon performance criteria to be determined by the Issuer's Compensation Committee during the first quarter of the year of grant. (F8) The closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ (F3) Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.
6 Derivative Restricted Stock Units ("RSU") 2022-01-01 A A 0 — 214,218 D — · — to — 214,218 Common Stock (F4) Previously reported. Issued on 1/1/22 under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred, or otherwise encumbered prior to vesting. RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest. (F8) The closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ (F3) Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.
7 Derivative RSU 2020-01-01 A A 0 — 26,408 D — · — to — 26,408 Common Stock (F6) Previously reported. Issued on 1/1/20 under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred, or otherwise encumbered prior to vesting. RSUs vest in 4 equal annual installments commencing on the first anniversary of the date of grant and on the second, third and fourth anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest. (F8) The closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ (F3) Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.