Form 4 for JAKK JAKKS PACIFIC INC
Accepted 2022-11-22 00:00:00 ET · period of report 2022-11-20 · accession 0001185185-22-001341 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-11-22 | 2022-11-20 | JAKK | Kimble John Louis | CFO | M - OptEx | $18.54 | +26.1K | 77.1K | +51% | +$484.0K |
| D | 2022-11-22 | 2022-11-20 | JAKK | Kimble John Louis | CFO | F - Tax | $18.54 | -7,404 | 69.7K | -10% | -$137.3K |
| DM | 2022-11-22 | 2022-11-20 | JAKK | Kimble John Louis | CFO | M - OptEx | $18.54 | -26.1K | 0 | -100% | -$484.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-20 | M | A | 13,360 | $18.54 | 68,247 | D | — | — | (F1) Vested according to the terms of the RSU described in a previous filing. (F3) Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ. (F2) Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. |
| 2 | Common | Common Stock | 2022-11-20 | M | A | 3,921 | $18.54 | 54,887 | D | — | — | (F1) Vested according to the terms of the RSU described in a previous filing. (F3) Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ. (F2) Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. |
| 3 | Common | Common Stock | 2022-11-20 | M | A | 8,824 | $18.54 | 77,071 | D | — | — | (F4) RSUs vest as follows: 100% of the grant is subject to a three year "cliff vesting" upon satisfaction of certain performance measures at the close of the three-year performance period based upon performance criteria determined by the Issuer's Compensation Committee during the first quarter of the year of grant. (F3) Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ. (F2) Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. |
| 4 | Common | Common Stock | 2022-11-20 | F | D | 7,404 | $18.54 | 69,667 | D | — | — | (F5) Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors. (F3) Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ. (F2) Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. |
| 5 | Derivative | Restricted Stock Unit ("RSU") | 2022-11-20 | M | D | 13,360 | $18.54 | 13,620 | D | — · — to — | 13,360 Common Stock | (F3) Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ. (F1) Vested according to the terms of the RSU described in a previous filing. |
| 6 | Derivative | Restricted Stock Unit ("RSU") | 2022-11-20 | M | D | 3,921 | $18.54 | 0 | D | — · — to — | 3,921 Common Stock | (F3) Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ. (F1) Vested according to the terms of the RSU described in a previous filing. |
| 7 | Derivative | Restricted Stock Unit ("RSU") | 2022-11-20 | M | D | 8,824 | $18.54 | 0 | D | — · — to — | 8,824 Common Stock | (F3) Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ. (F4) RSUs vest as follows: 100% of the grant is subject to a three year "cliff vesting" upon satisfaction of certain performance measures at the close of the three-year performance period based upon performance criteria determined by the Issuer's Compensation Committee during the first quarter of the year of grant. |