Form 4/A for RTB RTB Digital, Inc.
Accepted 2022-12-21 00:00:00 ET · period of report 2020-11-04 · accession 0001185185-22-001446 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DA | 2022-12-21 | 2020-11-04 | RTB | Errez Ben | COB of Board of Directors, Dir, 10% | M - OptEx | $0.07 | +500.0K | 125.24M | +0.4% | +$35.0K |
| DMA | 2022-12-21 | 2020-11-04+ | RTB | Errez Ben | COB of Board of Directors, Dir, 10% | F - Tax | $0.0724 | -52.6K | 18.73M | -0.3% | -$3,805 |
| DMA | 2022-12-21 | 2020-11-25+ | RTB | Errez Ben | COB of Board of Directors, Dir, 10% | S - Sale+OE | $1.13 | -244.1K | 123.63M | -0.2% | -$274.6K |
| DMAI | 2022-12-21 | 2021-02-12+ | RTB | Errez Ben | COB of Board of Directors, Dir, 10% | D - Sale to Iss | $2.79 | -3.80M | 18.72M | -17% | -$10.60M |
| DA | 2022-12-21 | 2021-01-05 | RTB | Errez Ben | COB of Board of Directors, Dir, 10% | G - Gift | $0.00 | -10.0K | 123.82M | -0.0% | $0 |
| DMA | 2022-12-21 | 2021-03-15+ | RTB | Errez Ben | COB of Board of Directors, Dir, 10% | A - Grant | $1.83 | +114.4K | 18.73M | +0.6% | +$209.6K |
| DA | 2022-12-21 | 2020-11-04 | RTB | Errez Ben | COB of Board of Directors, Dir, 10% | M - OptEx | $0.00 | -500.0K | 0 | -100% | $0 |
| DMA | 2022-12-21 | 2020-12-01+ | RTB | Errez Ben | COB of Board of Directors, Dir, 10% | A - Grant | $0.00 | +511.2K | 94.5K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock par value $0.001 | 2020-11-04 | M | A | 500,000 | $0.07 | 125,235,244 | D GreenBox POS LLC | — | — | (F1) Mr. Errez did a cashless exercise of his 500,000 stock options granted on 6/24/2020, 52,420 of which were used to pay the exercise price. (F3) The reporting person serves as a managing member of GreenBox POS LLC. |
| 2 | Common | Common Stock par value $0.001 | 2020-11-04 | F | D | 52,420 | $0.07 | 125,182,824 | D GreenBox POS LLC | — | — | (F1) Mr. Errez did a cashless exercise of his 500,000 stock options granted on 6/24/2020, 52,420 of which were used to pay the exercise price. |
| 3 | Common | Common Stock par value $0.001 | 2020-11-25 | S | D | 52,083 | $0.48 | 125,130,741 | D GreenBox POS LLC | — | — | |
| 4 | Common | Common Stock par value $0.001 | 2021-02-12 | D | D | 1,800,000 | $2.33 | 123,830,741 | I | — | — | (F2) The reporting party indirectly sold 1.8 million shares to RYVYL Inc. with a purchase price based on the value of the shares as of the date on which the transaction was agreed. |
| 5 | Common | Common Stock par value $0.001 | 2021-01-05 | G | D | 10,000 | $0.00 | 123,820,741 | D | — | — | |
| 6 | Common | Common Stock par value $0.001 | 2021-02-12 | S | D | 192,000 | $1.30 | 123,628,741 | D | — | — | (F4) The Company effected a reverse stock split of 1:6 on February 17, 2021. As a result, Mr. Errez's 123,628,741 shares of common stock became 20,604,790 shares of common stock. |
| 7 | Common | Common Stock par value $0.001 | 2021-03-15 | A | A | 389 | $12.84 | 20,605,179 | D | — | — | (F6) Mr. Errez earns $5,000 worth of shares of Common stock monthly, issuable on the 15th day of each month in the number based on the closing price of our Common Stock on that date or the next trading day. |
| 8 | Common | Common Stock par value $0.001 | 2021-04-15 | A | A | 495 | $10.10 | 20,605,674 | D | — | — | (F6) Mr. Errez earns $5,000 worth of shares of Common stock monthly, issuable on the 15th day of each month in the number based on the closing price of our Common Stock on that date or the next trading day. |
| 9 | Common | Common Stock par value $0.001 | 2021-05-15 | A | A | 542 | $9.22 | 20,606,216 | D | — | — | (F6) Mr. Errez earns $5,000 worth of shares of Common stock monthly, issuable on the 15th day of each month in the number based on the closing price of our Common Stock on that date or the next trading day. |
| 10 | Common | Common Stock par value $0.001 | 2021-06-15 | A | A | 343 | $14.60 | 20,609,564 | D | — | — | (F6) Mr. Errez earns $5,000 worth of shares of Common stock monthly, issuable on the 15th day of each month in the number based on the closing price of our Common Stock on that date or the next trading day. |
| 11 | Common | Common Stock par value $0.001 | 2021-07-15 | A | A | 482 | $10.37 | 20,610,046 | D | — | — | (F6) Mr. Errez earns $5,000 worth of shares of Common stock monthly, issuable on the 15th day of each month in the number based on the closing price of our Common Stock on that date or the next trading day. |
| 12 | Common | Common Stock par value $0.001 | 2021-08-15 | A | A | 647 | $7.73 | 20,610,693 | D | — | — | (F6) Mr. Errez earns $5,000 worth of shares of Common stock monthly, issuable on the 15th day of each month in the number based on the closing price of our Common Stock on that date or the next trading day. |
| 13 | Common | Common Stock par value $0.001 | 2021-09-15 | A | A | 496 | $10.09 | 20,611,189 | D | — | — | (F6) Mr. Errez earns $5,000 worth of shares of Common stock monthly, issuable on the 15th day of each month in the number based on the closing price of our Common Stock on that date or the next trading day. |
| 14 | Common | Common Stock par value $0.001 | 2021-10-15 | A | A | 659 | $7.59 | 20,611,848 | D | — | — | (F6) Mr. Errez earns $5,000 worth of shares of Common stock monthly, issuable on the 15th day of each month in the number based on the closing price of our Common Stock on that date or the next trading day. |
| 15 | Common | Common Stock par value $0.001 | 2021-11-24 | D | D | 1,000,000 | $5.59 | 19,611,848 | I | — | — | (F7) The reporting person indirectly sold one million shares to RYVYL Inc. with a purchase price based on the value of the shares as of the date on which the transaction was agreed. |
| 16 | Common | Common Stock par value $0.001 | 2022-01-20 | A | A | 758 | $6.60 | 19,612,606 | D | — | — | (F8) Mr. Errez earns $5,000 worth of shares of Common stock monthly, issuable on the 15th day of each month in the number based on the closing price of our Common Stock on that date or the next trading day. The issuances for November and December 2021 were delayed and consolidated in one issuance. |
| 17 | Common | Common Stock par value $0.001 | 2022-01-20 | A | A | 1,008 | $4.96 | 19,613,614 | D | — | — | |
| 18 | Common | Common Stock par value $0.001 | 2022-01-27 | A | A | 3,513 | $4.27 | 19,617,127 | D | — | — | (F9) On January 27, 2022, as part of his quarterly compensation as a director of the Company, the Board of Directors of the Company granted Mr. Errez 3,513 shares of Common Stock pursuant to the Company's 2021 Restricted Stock Plan, whereby 1/3 of the shares granted vest immediately upon issuance, an additional 1/3 of the shares shall vest each month thereafter, and all shares vest fully on March 15, 2022. |
| 19 | Common | Common Stock par value $0.001 | 2022-03-15 | A | A | 1,481 | $2.43 | 19,618,608 | D | — | — | (F10) Mr. Errez earns $5,000 worth of shares of Common stock monthly, issuable on the 15th day of each month in the number based on the closing price of our Common Stock on that date or the next trading day. As part of his quarterly compensation as a director of the Company, the Board of Directors of the Company granted shares valued at $3,600 in a March issuance that will be applied against Q2 issuances. |
| 20 | Common | Common Stock par value $0.001 | 2022-04-27 | A | A | 3,354 | $3.40 | 19,630,146 | D | — | — | (F11) On April 27th 2022, as part of his quarterly compensation as a director of the Company, the Board of Directors of the Company granted Mr. Errez 3,354 shares of common Stock pursuant to the Company's 2021 Restricted Stock Plan, whereby 1/3 of the shares granted shall vest in 6 months, and an additional 1/3 of the shares shall vest each month thereafter. All shares will vest fully on December 15, 2022. |
| 21 | Common | Common Stock par value $0.001 | 2022-07-22 | A | A | 15,152 | $2.12 | 19,645,298 | D | — | — | (F12) Mr. Errez was granted 15,152 shares for his 2021 performance review in accordance with the 2021 Restricted Stock Plan. |
| 22 | Common | Common Stock par value $0.001 | 2021-07-22 | A | A | 17,646 | $0.85 | 19,662,944 | D | — | — | (F13) On July 15th, 2022, as part of his quarterly compensation as a director of the Company, the Board of Directors of the Company granted Mr. Errez 17,646 shares of Common Stock pursuant to the Company's 2021 Restricted Stock Plan, whereby 1/3 of the shares granted vest in 6 months, and an additional 1/3 of the shares shall vest each month thereafter. All shares will vest fully on March 15th, 2023. |
| 23 | Common | Common Stock par value $0.001 | 2022-08-16 | A | A | 53,149 | $1.27 | 19,716,093 | D | — | — | (F14) The Board of Directors approved a $67,500 raise in compensation for Mr. Errez for the remainder of the 2022 calendar year. Per the approval of the Board of Directors, Mr. Errez elected to receive this amount in shares of Common Stock in lieu of cash. |
| 24 | Common | Common Stock par value $0.001 | 2022-10-03 | D | D | 1,000,000 | $0.82 | 18,716,093 | I | — | — | (F7) The reporting person indirectly sold one million shares to RYVYL Inc. with a purchase price based on the value of the shares as of the date on which the transaction was agreed. |
| 25 | Common | Common Stock par value $0.001 | 2022-10-17 | A | A | 14,283 | $1.05 | 18,730,376 | D | — | — | (F15) On October 17, 2022, as part of his quarterly compensation as a director of the Company, the Board of Directors of the Company granted Mr. Errez 14,283 shares of Common Stock pursuant to the Company's 2021 Restricted Stock Plan, whereby 1/3 of the shares granted vest in 6 months, and an additional 1/3 of the shares shall vest each month thereafter. All shares will vest fully on June 14, 2023. |
| 26 | Common | Common Stock par value $0.001 | 2022-10-27 | F | D | 144 | $0.94 | 18,730,232 | D | — | — | (F16) Represents withholding of shares of common stock for the tax liability associated with the vesting of 1/3 of the registered shares granted on April 27, 2022. |
| 27 | Derivative | Stock Options | 2020-11-04 | M | D | 500,000 | $0.00 | 0 | D | $0.07 · 2020-06-24 to 2025-06-24 | 500,000 Common Stock, par value $0.001 | (F1) Mr. Errez did a cashless exercise of his 500,000 stock options granted on 6/24/2020, 52,420 of which were used to pay the exercise price. |
| 28 | Derivative | Stock Options | 2020-12-01 | A | A | 500,000 | $0.00 | 500,000 | D | $1.01 · 2020-12-01 to 2026-06-01 | 500,000 Common Stock, par value $0.001 | (F5) The Company effected a reverse stock split of 1:6 on February 17, 2021. As a result, Mr. Errez's 500,000 stock options became 83,333 stock options. |
| 29 | Derivative | Stock Options | 2021-06-02 | A | A | 3,005 | $0.00 | 86,338 | D | $13.31 · 2021-06-02 to 2026-06-01 | 3,005 Common Stock, par value $0.001 | |
| 30 | Derivative | Stock Options | 2022-04-13 | A | A | 8,184 | $0.00 | 94,522 | D | $3.66 · 2022-10-13 to 2027-10-13 | 8,184 Common Stock, par value $0.001 |