Form 4 for JAKK JAKKS PACIFIC INC
Accepted 2023-01-05 00:00:00 ET · period of report 2022-10-25 · accession 0001185185-23-000009 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-05 | 2023-01-01 | JAKK | Kimble John Louis | CFO | M - OptEx | $17.49 | +17.7K | 87.4K | +25% | +$310.3K |
| DM | 2023-01-05 | 2022-10-25+ | JAKK | Kimble John Louis | CFO | A - Grant | $18.34 | -90.2K | 42.0K | -68% | -$1.65M |
| D | 2023-01-05 | 2023-01-01 | JAKK | Kimble John Louis | CFO | M - OptEx | $17.49 | -17.7K | 35.5K | -33% | -$310.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-01 | M | A | 17,742 | $17.49 | 87,409 | D | — | — | (F1) Vested according to the terms of the RSU described in a previous filing. (F3) Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ. (F2) Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. |
| 2 | Derivative | Restricted Stock Unit ("RSU") | 2023-01-01 | A | D | 48,236 | $17.49 | 48,236 | D | — · — to — | 48,236 Common Stock | (F6) Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ. (F2) Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. (F7) Does not include additional RSUs previously granted and reported with different vesting terms. (F4) Issued under the Company's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting. (F5) RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of the grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest. |
| 3 | Derivative | Restricted Stock Unit ("RSU") | 2023-01-01 | M | D | 17,742 | $17.49 | 35,486 | D | — · — to — | 17,742 Common Stock | (F3) Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ. (F2) Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. (F7) Does not include additional RSUs previously granted and reported with different vesting terms. (F1) Vested according to the terms of the RSU described in a previous filing. |
| 4 | Derivative | Restricted Stock Unit ("RSU") | 2022-10-25 | A | D | 41,988 | $19.32 | 41,988 | D | — · — to — | 41,988 Common Stock | (F6) Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ. (F2) Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. (F7) Does not include additional RSUs previously granted and reported with different vesting terms. (F4) Issued under the Company's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting. (F8) RSUs will vest in 2 equal annual installments commencing on October 25, 2025 and October 25, 2026. The Reporting Person must be employed by Issuer for an RSU to vest. |