Form 4 for JAKK JAKKS PACIFIC INC
Accepted 2023-03-09 00:00:00 ET · period of report 2022-11-20 · accession 0001185185-23-000195 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-09 | 2022-11-20 | JAKK | Kimble John Louis | CFO | M - OptEx | $18.54 | +6,618 | 91.8K | +8% | +$122.7K |
| DM | 2023-03-09 | 2023-01-01 | JAKK | Kimble John Louis | CFO | M - OptEx | $18.54 | -6,618 | 0 | -100% | -$122.7K |
| D | 2023-03-09 | 2023-01-01 | JAKK | Kimble John Louis | CFO | D - Sale to Iss | $18.54 | -2,206 | 0 | -100% | -$40.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-20 | M | A | 2,206 | $18.54 | 94,027 | D | — | — | (F1) Vested according to the terms of the RSU described in a previous filing. (F3) Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ. (F2) Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. |
| 2 | Common | Common Stock | 2022-11-20 | M | A | 4,412 | $18.54 | 91,821 | D | — | — | (F1) Vested according to the terms of the RSU described in a previous filing. (F3) Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ. (F2) Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. |
| 3 | Derivative | Restricted Stock Unit ("RSU") | 2023-01-01 | M | D | 2,206 | $18.54 | 2,206 | D | — · — to — | 2,206 Common Stock | (F3) Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ. (F6) Does not include additional RSUs previously granted and reported with different vesting terms. (F2) Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. (F4) Issued under the Company's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting. (F1) Vested according to the terms of the RSU described in a previous filing. |
| 4 | Derivative | Restricted Stock Unit ("RSU") | 2023-01-01 | D | D | 2,206 | $18.54 | 0 | D | — · — to — | 2,206 Common Stock | (F3) Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ. (F6) Does not include additional RSUs previously granted and reported with different vesting terms. (F2) Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. (F4) Issued under the Company's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting. (F5) Represents shares underlying RSUs which did not meet the vesting performance criteria and were forfeited. |
| 5 | Derivative | Restricted Stock Unit ("RSU") | 2023-01-01 | M | D | 4,412 | $18.54 | 0 | D | — · — to — | 4,412 Common Stock | (F3) Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ. (F6) Does not include additional RSUs previously granted and reported with different vesting terms. (F2) Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. (F4) Issued under the Company's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting. (F1) Vested according to the terms of the RSU described in a previous filing. |