Form 4/A for RTB RTB Digital, Inc.
Accepted 2023-05-30 00:00:00 ET · period of report 2020-11-04 · accession 0001185185-23-000588 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMA | 2023-05-30 | 2020-11-13+ | RTB | Nisan Fredi | CEO, Dir | S - Sale+OE | $0.4099 | -155.3K | 124.93M | -0.1% | -$63.7K |
| DMAI | 2023-05-30 | 2021-02-12+ | RTB | Nisan Fredi | CEO, Dir | D - Sale to Iss | $3.49 | +2.80M | 19.58M | +17% | +$9.78M |
| DMA | 2023-05-30 | 2021-03-15+ | RTB | Nisan Fredi | CEO, Dir | A - Grant | $5.65 | +14.2K | 19.60M | +0.1% | +$80.0K |
| DMA | 2023-05-30 | 2021-08-26+ | RTB | Nisan Fredi | CEO, Dir | P - Purchase | $3.68 | +8,767 | 19.61M | +0.0% | +$32.3K |
| DA | 2023-05-30 | 2020-11-04 | RTB | Nisan Fredi | CEO, Dir | M - OptEx | $0.07 | +500.0K | 125.24M | +0.4% | +$35.0K |
| DA | 2023-05-30 | 2020-11-04 | RTB | Nisan Fredi | CEO, Dir | F - Tax | $0.07 | -52.4K | 125.18M | -0.0% | -$3,669 |
| DMA | 2023-05-30 | 2020-12-01+ | RTB | Nisan Fredi | CEO, Dir | A - Grant | $0.00 | +511.2K | 86.3K | New | $0 |
| DA | 2023-05-30 | 2020-11-04 | RTB | Nisan Fredi | CEO, Dir | M - OptEx | $0.00 | -500.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock par value $0.001 | 2020-12-22 | S | A | 74,627 | $0.7 | 125,358,197 | D | — | — | |
| 2 | Common | Common Stock par value $0.001 | 2021-02-12 | D | A | 1,800,000 | $2.33 | 123,558,197 | I | — | — | (F2) The reporting party indirectly sold 1.8 million shares to RYVYL Inc. with a purchase price based on the value of the shares as of the date on which the transaction was agreed. (F4) The Company effected a reverse stock split of 1:6 on February 17, 2021. As a result, Mr. Nisan's 123,558,197 shares of common stock became 20,593,033 shares of common stock. |
| 3 | Common | Common Stock par value $0.001 | 2021-03-15 | A | A | 389 | $12.84 | 20,593,422 | D | — | — | (F6) Mr. Nisan earns $5,000 worth of shares of Common stock monthly as compensation for serving as a Director of the Company, issuable on the 15th day of each month calculated based on the closing price of our Common Stock on that date or the next trading day. |
| 4 | Common | Common Stock par value $0.001 | 2021-04-15 | A | A | 495 | $10.10 | 20,593,917 | D | — | — | (F6) Mr. Nisan earns $5,000 worth of shares of Common stock monthly as compensation for serving as a Director of the Company, issuable on the 15th day of each month calculated based on the closing price of our Common Stock on that date or the next trading day. |
| 5 | Common | Common Stock par value $0.001 | 2021-05-15 | A | A | 542 | $9.22 | 20,594,459 | D | — | — | (F6) Mr. Nisan earns $5,000 worth of shares of Common stock monthly as compensation for serving as a Director of the Company, issuable on the 15th day of each month calculated based on the closing price of our Common Stock on that date or the next trading day. |
| 6 | Common | Common Stock par value $0.001 | 2021-05-21 | S | A | 20,062 | $0.7 | 20,577,402 | D | — | — | |
| 7 | Common | Common Stock par value $0.001 | 2021-06-15 | A | A | 343 | $14.60 | 20,577,745 | D | — | — | (F6) Mr. Nisan earns $5,000 worth of shares of Common stock monthly as compensation for serving as a Director of the Company, issuable on the 15th day of each month calculated based on the closing price of our Common Stock on that date or the next trading day. |
| 8 | Common | Common Stock par value $0.001 | 2021-07-15 | A | A | 482 | $10.37 | 20,578,227 | D | — | — | (F6) Mr. Nisan earns $5,000 worth of shares of Common stock monthly as compensation for serving as a Director of the Company, issuable on the 15th day of each month calculated based on the closing price of our Common Stock on that date or the next trading day. |
| 9 | Common | Common Stock par value $0.001 | 2021-08-16 | A | A | 647 | $7.73 | 20,578,874 | D | — | — | (F6) Mr. Nisan earns $5,000 worth of shares of Common stock monthly as compensation for serving as a Director of the Company, issuable on the 15th day of each month calculated based on the closing price of our Common Stock on that date or the next trading day. |
| 10 | Common | Common Stock par value $0.001 | 2021-08-26 | P | A | 280 | $8.67 | 20,579,154 | D | — | — | |
| 11 | Common | Common Stock par value $0.001 | 2021-08-26 | P | A | 837 | $8.75 | 20,579,991 | D | — | — | |
| 12 | Common | Common Stock par value $0.001 | 2021-08-26 | P | A | 971 | $8.75 | 20,580,962 | D | — | — | |
| 13 | Common | Common Stock par value $0.001 | 2021-08-26 | P | A | 192 | $8.75 | 20,581,154 | D | — | — | |
| 14 | Common | Common Stock par value $0.001 | 2021-09-01 | P | A | 7 | $9.47 | 20,581,161 | D | — | — | |
| 15 | Common | Common Stock par value $0.001 | 2021-09-15 | A | A | 496 | $10.09 | 20,581,657 | D | — | — | (F6) Mr. Nisan earns $5,000 worth of shares of Common stock monthly as compensation for serving as a Director of the Company, issuable on the 15th day of each month calculated based on the closing price of our Common Stock on that date or the next trading day. |
| 16 | Common | Common Stock par value $0.001 | 2021-10-15 | A | A | 659 | $7.59 | 20,582,316 | D | — | — | (F6) Mr. Nisan earns $5,000 worth of shares of Common stock monthly as compensation for serving as a Director of the Company, issuable on the 15th day of each month calculated based on the closing price of our Common Stock on that date or the next trading day. |
| 17 | Common | Common Stock par value $0.001 | 2021-11-24 | D | A | 1,000,000 | $5.59 | 19,582,316 | I | — | — | (F7) The reporting person indirectly sold one million shares to RYVYL Inc. with a purchase price based on the value of the shares as of the date on which the transaction was agreed. |
| 18 | Common | Common Stock par value $0.001 | 2022-01-20 | A | A | 758 | $6.60 | 19,583,074 | D | — | — | (F8) Mr. Nisan earns $5,000 worth of shares of Common stock monthly as compensation for serving as a Director of the Company, issuable on the 15th day of the first month of each quarter in the number based on the closing price of our Common Stock on that date or the next trading day. The issuances for November 2021 and December 2021 were delayed. |
| 19 | Common | Common Stock par value $0.001 | 2022-01-20 | A | A | 1,008 | $4.96 | 19,584,082 | D | — | — | (F8) Mr. Nisan earns $5,000 worth of shares of Common stock monthly as compensation for serving as a Director of the Company, issuable on the 15th day of the first month of each quarter in the number based on the closing price of our Common Stock on that date or the next trading day. The issuances for November 2021 and December 2021 were delayed. |
| 20 | Common | Common Stock par value $0.001 | 2022-01-27 | A | A | 3,513 | $4.27 | 19,587,595 | D | — | — | (F9) The Board of Directors of the Company granted Mr. Nisan 3,513 shares of Common Stock pursuant to the Company's 2021 Restricted Stock Plan as compensation for serving as a Director of the Company during Q1 2022, whereby 1/3 of the shares granted vest immediately upon issuance, an additional 1/3 of the shares shall vest each month thereafter, and all shares vest fully on March 15, 2022. |
| 21 | Common | Common Stock par value $0.001 | 2022-03-15 | A | A | 1,481 | $2.43 | 19,589,076 | D | — | — | (F10) Mr. Nisan earns $5,000 worth of shares of Common stock monthly as compensation for serving as a Director of the Company based on the closing price of our Common Stock on that date or the next trading day. The Board of Directors of the Company granted shares valued at $3,600 in a March issuance that will be applied against Q2 issuances. |
| 22 | Common | Common Stock par value $0.001 | 2022-04-27 | A | A | 3,354 | $3.40 | 19,600,614 | D | — | — | (F11) Mr. Nisan earns $5,000 worth of shares of Common stock monthly as compensation for serving as a Director of the Company, issuable on the 15th day of the first month of each quarter calculated based on the closing price of our Common Stock on that date or the next trading day, whereby 1/3 of the shares granted shall vest 6 months after issuance and an additional 1/3 of the shares shall vest each month thereafter. |
| 23 | Common | Common Stock par value $0.001 | 2022-05-23 | P | A | 4,800 | $2.05 | 19,605,414 | D | — | — | |
| 24 | Common | Common Stock par value $0.001 | 2022-06-13 | P | A | 80 | $1.99 | 19,605,494 | D | — | — | |
| 25 | Common | Common Stock par value $0.001 | 2022-06-16 | P | A | 600 | $1.43 | 19,606,094 | D | — | — | |
| 26 | Common | Common Stock par value $0.001 | 2022-06-16 | P | A | 600 | $1.43 | 19,606,694 | D | — | — | |
| 27 | Common | Common Stock par value $0.001 | 2022-06-16 | P | A | 400 | $1.43 | 19,607,094 | D | — | — | |
| 28 | Common | Common Stock par value $0.001 | 2020-11-13 | S | D | 250,000 | $0.3 | 124,932,824 | D | — | — | |
| 29 | Common | Common Stock par value $0.001 | 2020-11-04 | M | A | 500,000 | $0.07 | 125,235,244 | D GreenBox POS LLC | — | — | (F1) Mr. Nisan did a cashless exercise of his 500,000 stock options granted on 6/24/2020, 52,420 of which were used to pay the exercise price. (F3) The reporting person serves as a managing member of GreenBox POS LLC. |
| 30 | Common | Common Stock par value $0.001 | 2020-11-04 | F | D | 52,420 | $0.07 | 125,182,824 | D GreenBox POS LLC | — | — | (F1) Mr. Nisan did a cashless exercise of his 500,000 stock options granted on 6/24/2020, 52,420 of which were used to pay the exercise price. |
| 31 | Derivative | Stock Options | 2022-04-13 | A | A | 8,184 | $0.00 | 94,522 | D | $3.66 · 2022-10-13 to 2027-10-13 | 8,184 Common Stock, par value $0.001 | |
| 32 | Derivative | Stock Options | 2020-11-04 | M | D | 500,000 | $0.00 | 0 | D | $0.07 · 2020-06-24 to 2025-06-24 | 500,000 Common Stock, par value $0.001 | (F1) Mr. Nisan did a cashless exercise of his 500,000 stock options granted on 6/24/2020, 52,420 of which were used to pay the exercise price. |
| 33 | Derivative | Stock Options | 2020-12-01 | A | A | 500,000 | $0.00 | 500,000 | D | $1.01 · 2020-12-01 to 2026-06-01 | 500,000 Common Stock, par value $0.001 | (F5) The Company effected a reverse stock split of 1:6 on February 17, 2021. As a result, Mr. Nisan's 500,000 stock options became 83,333 stock options. |
| 34 | Derivative | Stock Options | 2021-06-02 | A | A | 3,005 | $0.00 | 86,338 | D | $13.31 · 2021-06-02 to 2026-06-01 | 3,005 Common Stock, par value $0.001 |