Form 4/A for RTB RTB Digital, Inc.
Accepted 2023-05-30 00:00:00 ET · period of report 2020-11-04 · accession 0001185185-23-000589 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MA | 2023-05-30 | 2022-10-27+ | RTB | Nisan Fredi | CEO, Dir | F - Tax | $0.5911 | -30.9K | 18.71M | -0.2% | -$18.3K |
| MA | 2023-05-30 | 2022-07-22+ | RTB | Nisan Fredi | CEO, Dir | A - Grant | $1.16 | +138.0K | 19.63M | +0.7% | +$159.6K |
| AI | 2023-05-30 | 2022-07-29 | RTB | Nisan Fredi | CEO, Dir | D - Sale to Iss | $0.82 | -1.00M | 18.65M | -5% | -$820.0K |
| MA | 2023-05-30 | 2022-06-16 | RTB | Nisan Fredi | CEO, Dir | P - Purchase | $1.42 | +5,420 | 19.61M | +0.0% | +$7,696 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock par value $0.001 | 2022-12-15 | F | D | 27 | $0.53 | 18,708,235 | D | — | — | (F5) Represents withholding of shares of common stock for the tax liability associated with the vesting of 1/3 of the registered shares granted on April 27, 2022. |
| 2 | Common | Common Stock par value $0.001 | 2023-01-17 | F | D | 1,219 | $0.79 | 18,707,016 | D | — | — | (F7) Represents withholding of shares of common stock for the tax liability associated with the vesting of 1/3 of the registered shares granted on July 15, 2022. |
| 3 | Common | Common Stock par value $0.001 | 2023-02-15 | F | D | 1,052 | $0.53 | 18,705,964 | D | — | — | (F7) Represents withholding of shares of common stock for the tax liability associated with the vesting of 1/3 of the registered shares granted on July 15, 2022. |
| 4 | Common | Common Stock par value $0.001 | 2023-02-15 | F | D | 22,852 | $0.53 | 18,683,112 | D | — | — | (F8) Represents withholding of shares of common stock for the tax liability associated with the vesting of the registered shares granted on August 16, 2022. |
| 5 | Common | Common Stock par value $0.001 | 2023-03-15 | F | D | 875 | $0.36 | 18,682,237 | D | — | — | (F7) Represents withholding of shares of common stock for the tax liability associated with the vesting of 1/3 of the registered shares granted on July 15, 2022. |
| 6 | Common | Common Stock par value $0.001 | 2023-05-10 | A | A | 18,987 | $0.79 | 18,701,224 | D | — | — | (F9) Mr. Nisan earns $5,000 worth of shares of Common stock monthly as compensation for serving as a Director of the Company, issuable on the 15th day of the first month of each quarter calculated based on the closing price of our Common Stock on that date or the next trading day. The issuances for Q12023 and Q2 2023 were delayed. |
| 7 | Common | Common Stock par value $0.001 | 2023-05-10 | A | A | 18,750 | $0.8 | 18,719,974 | D | — | — | (F9) Mr. Nisan earns $5,000 worth of shares of Common stock monthly as compensation for serving as a Director of the Company, issuable on the 15th day of the first month of each quarter calculated based on the closing price of our Common Stock on that date or the next trading day. The issuances for Q12023 and Q2 2023 were delayed. |
| 8 | Common | Common Stock par value $0.001 | 2023-05-15 | F | D | 433 | $0.47 | 18,720,407 | D | — | — | (F10) Represents withholding of shares of common stock for the tax liability associated with the vesting of 1/3 of the registered shares granted on October 17, 2022. |
| 9 | Common | Common Stock par value $0.001 | 2022-11-17 | F | D | 4,394 | $0.92 | 18,708,262 | D | — | — | (F6) Represents withholding of shares of common stock for the tax liability associated with the vesting of the registered shares granted on July 22, 2022. |
| 10 | Common | Common Stock par value $0.001 | 2022-11-15 | F | D | 45 | $0.94 | 18,712,656 | D | — | — | (F5) Represents withholding of shares of common stock for the tax liability associated with the vesting of 1/3 of the registered shares granted on April 27, 2022. |
| 11 | Common | Common Stock par value $0.001 | 2022-10-27 | F | D | 43 | $0.94 | 18,712,701 | D | — | — | (F5) Represents withholding of shares of common stock for the tax liability associated with the vesting of 1/3 of the registered shares granted on April 27, 2022. |
| 12 | Common | Common Stock par value $0.001 | 2022-10-17 | A | A | 14,283 | $1.05 | 18,712,744 | D | — | — | (F2) Mr. Nisan earns $5,000 worth of shares of Common stock monthly as compensation for serving as a Director of the Company, issuable on the 15th day of the first month of each quarter calculated based on the closing price of our Common Stock on that date or the next trading day, whereby 1/3 of the shares granted shall vest 6 months after issuance and an additional 1/3 of the shares shall vest each month thereafter. |
| 13 | Common | Common Stock par value $0.001 | 2022-08-16 | A | A | 53,149 | $1.27 | 18,698,461 | D | — | — | (F4) The Board of Directors approved a $67,500 raise in compensation for Mr. Nisan for the remainder of the 2022 calendar year. Per the approval of the Board of Directors, Mr. Nisan elected to receive this amount in shares of Common Stock in lieu of cash. |
| 14 | Common | Common Stock par value $0.001 | 2022-07-29 | D | D | 1,000,000 | $0.82 | 18,645,312 | I | — | — | (F1) The reporting person indirectly sold one million shares to RYVYL Inc. with a purchase price based on the value of the shares as of the date on which the transaction was agreed. |
| 15 | Common | Common Stock par value $0.001 | 2022-07-22 | A | A | 17,646 | $0.85 | 19,645,312 | D | — | — | (F2) Mr. Nisan earns $5,000 worth of shares of Common stock monthly as compensation for serving as a Director of the Company, issuable on the 15th day of the first month of each quarter calculated based on the closing price of our Common Stock on that date or the next trading day, whereby 1/3 of the shares granted shall vest 6 months after issuance and an additional 1/3 of the shares shall vest each month thereafter. |
| 16 | Common | Common Stock par value $0.001 | 2022-07-22 | A | A | 15,152 | $2.12 | 19,627,666 | D | — | — | (F3) Mr. Nisan was granted 15,152 shares for his 2021 performance review in accordance with the 2021 Restricted Stock Plan. |
| 17 | Common | Common Stock par value $0.001 | 2022-06-16 | P | A | 20 | $1.38 | 19,612,514 | D | — | — | |
| 18 | Common | Common Stock par value $0.001 | 2022-06-16 | P | A | 5,400 | $1.42 | 19,612,494 | D GreenBox POS LLC | — | — |