Form 4 for QXO QXO, Inc.
Accepted 2023-12-13 00:00:00 ET · period of report 2021-03-29 · accession 0001185185-23-001297 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-12-13 | 2023-12-11 | QXO | MACALUSO JOSEPH P | CFO | M - OptEx | $9.82 | +7,444 | 2,803 | New | +$73.1K |
| D | 2023-12-13 | 2023-12-13 | QXO | MACALUSO JOSEPH P | CFO | S - Sale+OE | $9.85 | -7,444 | 0 | -100% | -$73.3K |
| DM | 2023-12-13 | 2023-12-11 | QXO | MACALUSO JOSEPH P | CFO | M - OptEx | $0.00 | -20.0K | 0 | -100% | $0 |
| DM | 2023-12-13 | 2021-03-29+ | QXO | MACALUSO JOSEPH P | CFO | A - Grant | $0.00 | +20.0K | 11.6K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-11 | M | A | 4,641 | $9.82 | 7,444 | D | — | — | (F2) Represents a cashless exercise of outstanding stock options to purchase 11,630 shares of common stock. Mr. Joseph Macaluso received 4,641 shares of common stock and surrendered 6,989 shares of common stock underlying the option in payment of the exercise price. The cashless exercise was based on the market price of $9.82. This price is the average of the closing trading price of the Issuer's common stock on the 5 trading days ending on and including December 8, 2023. (F3) The average of the closing trading price of the Issuer's common stock on the 5 trading days ending on and including December 8, 2023. |
| 2 | Common | Common Stock | 2023-12-13 | S | D | 7,444 | $9.85 | 0 | D | — | — | |
| 3 | Common | Common Stock | 2023-12-11 | M | A | 2,803 | $9.82 | 2,803 | D | — | — | (F1) Represents a cashless exercise of outstanding stock options to purchase 8,370 shares of common stock. Mr. Joseph Macaluso received 2,803 shares of common stock and surrendered 5,567 shares of common stock underlying the option in payment of the exercise price. The cashless exercise was based on the market price of $9.82. This price is the average of the closing trading price of the Issuer's common stock on the 5 trading days ending on and including December 8, 2023. (F3) The average of the closing trading price of the Issuer's common stock on the 5 trading days ending on and including December 8, 2023. |
| 4 | Derivative | Stock Option | 2023-12-11 | M | D | 11,630 | $0.00 | 0 | D | $5.90 · — to 2026-10-14 | 4,641 Common Stock | (F4) Options become exercisable for 50% of the shares on the first anniversary of the grant and 50% of the shares on the second anniversary of the grant date. |
| 5 | Derivative | Stock Option | 2023-12-11 | M | D | 8,370 | $0.00 | 0 | D | $6.53 · — to 2026-03-29 | 2,803 Common Stock | (F4) Options become exercisable for 50% of the shares on the first anniversary of the grant and 50% of the shares on the second anniversary of the grant date. |
| 6 | Derivative | Stock Option | 2021-03-29 | A | A | 8,370 | $0.00 | 8,370 | D | $6.53 · — to 2026-03-29 | 8,370 Common Stock | (F4) Options become exercisable for 50% of the shares on the first anniversary of the grant and 50% of the shares on the second anniversary of the grant date. |
| 7 | Derivative | Stock Option | 2021-10-14 | A | A | 11,630 | $0.00 | 11,630 | D | $5.90 · — to 2026-10-14 | 11,630 Common Stock | (F4) Options become exercisable for 50% of the shares on the first anniversary of the grant and 50% of the shares on the second anniversary of the grant date. |