Form 4/A for QXO QXO, Inc.
Accepted 2023-12-15 00:00:00 ET · period of report 2021-10-14 · accession 0001185185-23-001313 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DA | 2023-12-15 | 2023-12-11 | QXO | Schachtel John D. | Dir | M - OptEx | $9.82 | +7,981 | 8,125 | +5,542% | +$78.4K |
| DA | 2023-12-15 | 2021-10-14 | QXO | Schachtel John D. | Dir | A - Grant | $0.00 | +20.0K | 20.0K | New | $0 |
| DA | 2023-12-15 | 2023-12-11 | QXO | Schachtel John D. | Dir | M - OptEx | $0.00 | -20.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-11 | M | A | 7,981 | $9.82 | 8,125 | D | — | — | (F1) Represents a cashless exercise of outstanding stock options to purchase 20,000 shares of common stock. Mr. John Schachtel received 7,981 shares of common stock and surrendered 12,019 shares of common stock underlying the option in payment of the exercise price. The cashless exercise was based on the market price of $9.82. This price is the average of the closing trading price of the Issuer's common stock on the 5 trading days ending on and including December 8, 2023. (F2) The average of the closing trading price of the Issuer's common stock on the 5 trading days ending on and including December 8, 2023. |
| 2 | Derivative | Stock Option | 2021-10-14 | A | A | 20,000 | $0.00 | 20,000 | D | $5.90 · — to 2026-10-14 | 20,000 Common Stock | (F3) Options become exercisable for 50% of the shares on the first anniversary of the grant and 50% of the shares on the second anniversary of the grant date. |
| 3 | Derivative | Stock Option | 2023-12-11 | M | D | 20,000 | $0.00 | 0 | D | $5.90 · — to 2026-10-14 | 7,981 Common Stock | (F3) Options become exercisable for 50% of the shares on the first anniversary of the grant and 50% of the shares on the second anniversary of the grant date. |