Form 4 for JAKK JAKKS PACIFIC INC
Accepted 2024-03-07 00:00:00 ET · period of report 2024-03-05 · accession 0001185185-24-000215 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-03-07 | 2024-03-05 | JAKK | Kimble John Louis | CFO | F - Tax | $25.63 | -11.7K | 143.8K | -8% | -$300.4K |
| DM | 2024-03-07 | 2024-03-05 | JAKK | Kimble John Louis | CFO | M - OptEx | $25.63 | +22.5K | 155.5K | +17% | +$577.8K |
| D | 2024-03-07 | 2024-03-05 | JAKK | Kimble John Louis | CFO | D - Sale to Iss | — | -7,515 | 0 | -100% | — |
| DM | 2024-03-07 | 2024-03-05 | JAKK | Kimble John Louis | CFO | M - OptEx | — | -22.6K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-05 | F | D | 7,815 | $25.63 | 147,704 | D | — | — | (F5) Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors. (F3) Represents the closing price of the Company's common stock for the trading day preceding the date it was determined that it vested, as reported by NASDAQ. (F2) Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. |
| 2 | Common | Common Stock | 2024-03-05 | M | A | 15,030 | $25.63 | 148,004 | D | — | — | (F1) Vested according to the terms of the RSU described in a previous filing, pursuant to which, the vesting could not be determined until March 5, 2024. (F3) Represents the closing price of the Company's common stock for the trading day preceding the date it was determined that it vested, as reported by NASDAQ. (F2) Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. |
| 3 | Common | Common Stock | 2024-03-05 | F | D | 3,907 | $25.63 | 143,797 | D | — | — | (F5) Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors. (F3) Represents the closing price of the Company's common stock for the trading day preceding the date it was determined that it vested, as reported by NASDAQ. (F2) Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. |
| 4 | Common | Common Stock | 2024-03-05 | M | A | 7,515 | $25.63 | 155,519 | D | — | — | (F1) Vested according to the terms of the RSU described in a previous filing, pursuant to which, the vesting could not be determined until March 5, 2024. (F3) Represents the closing price of the Company's common stock for the trading day preceding the date it was determined that it vested, as reported by NASDAQ. (F2) Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. |
| 5 | Derivative | Restricted Stock Unit ("RSU") | 2024-03-05 | D | D | 7,515 | — | 0 | D | — · — to — | 7,515 Common Stock | (F4) Issued at no cost as potential additional compensation under the Company's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting and will convert into common stock automatically upon vesting. (F6) Does not include additional RSUs previously granted and reported with different vesting terms. (F1) Vested according to the terms of the RSU described in a previous filing, pursuant to which, the vesting could not be determined until March 5, 2024. |
| 6 | Derivative | Restricted Stock Unit ("RSU") | 2024-03-05 | M | D | 7,515 | — | 0 | D | — · — to — | 7,515 Common Stock | (F4) Issued at no cost as potential additional compensation under the Company's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting and will convert into common stock automatically upon vesting. (F6) Does not include additional RSUs previously granted and reported with different vesting terms. (F1) Vested according to the terms of the RSU described in a previous filing, pursuant to which, the vesting could not be determined until March 5, 2024. |
| 7 | Derivative | Restricted Stock Unit ("RSU") | 2024-03-05 | M | D | 15,060 | — | 0 | D | — · — to — | 15,060 Common Stock | (F4) Issued at no cost as potential additional compensation under the Company's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting and will convert into common stock automatically upon vesting. (F6) Does not include additional RSUs previously granted and reported with different vesting terms. (F1) Vested according to the terms of the RSU described in a previous filing, pursuant to which, the vesting could not be determined until March 5, 2024. |