Form 4 for IGC IGC Pharma, Inc.
Accepted 2024-03-15 00:00:00 ET · period of report 2024-03-13 · accession 0001185185-24-000261 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-03-15 | 2024-03-13 | IGC | PRINS RICHARD K | Dir | M - OptEx | $0.00 | +329.6K | 1.07M | +44% | $0 |
| DM | 2024-03-15 | 2024-03-13 | IGC | PRINS RICHARD K | Dir | M - OptEx | $0.00 | -329.6K | 100.0K | -77% | $0 |
| DM | 2024-03-15 | 2024-03-13 | IGC | PRINS RICHARD K | Dir | A - Grant | $0.00 | +385.0K | 175.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-13 | M | A | 100,000 | $0.00 | 1,171,667 | D | — | — | (F3) On June 20, 2023, the Reporting Person was granted RSUs subject to vesting equally over three years starting March 2024. |
| 2 | Common | Common Stock | 2024-03-13 | M | A | 42,750 | $0.00 | 1,214,417 | D | — | — | (F4) On June 20, 2023, the Reporting Person was granted RSUs subject to vesting according to specific milestones set by the Company's Board of Directors. The RSUs vest when milestones are achieved. |
| 3 | Common | Common Stock | 2024-03-13 | M | A | 28,500 | $0.00 | 1,242,917 | D | — | — | (F4) On June 20, 2023, the Reporting Person was granted RSUs subject to vesting according to specific milestones set by the Company's Board of Directors. The RSUs vest when milestones are achieved. |
| 4 | Common | Common Stock | 2024-03-13 | M | A | 100,000 | $0.00 | 1,013,334 | D | — | — | (F1) On July 19, 2021, the Reporting Person was granted RSUs subject to vesting equally over three years starting on March 31, 2022. |
| 5 | Common | Common Stock | 2024-03-13 | M | A | 58,333 | $0.00 | 1,071,667 | D | — | — | (F2) On May 25, 2022, the Reporting Person was granted RSUs subject to vesting equally over three years starting March 2023. |
| 6 | Derivative | Restricted Stock Units | 2024-03-13 | M | D | 71,250 | $0.00 | 213,750 | D | — · — to 2033-03-31 | 71,250 Common Stock | (F4) On June 20, 2023, the Reporting Person was granted RSUs subject to vesting according to specific milestones set by the Company's Board of Directors. The RSUs vest when milestones are achieved. (F5) Each restricted stock unit represents a right to receive one share of IGC common stock. |
| 7 | Derivative | Restricted Stock Units | 2024-03-13 | M | D | 100,000 | $0.00 | 200,000 | D | — · — to — | 100,000 Common Stock | (F3) On June 20, 2023, the Reporting Person was granted RSUs subject to vesting equally over three years starting March 2024. (F5) Each restricted stock unit represents a right to receive one share of IGC common stock. |
| 8 | Derivative | Restricted Stock Units | 2024-03-13 | M | D | 58,333 | $0.00 | 58,333 | D | — · — to — | 58,333 Common Stock | (F2) On May 25, 2022, the Reporting Person was granted RSUs subject to vesting equally over three years starting March 2023. (F5) Each restricted stock unit represents a right to receive one share of IGC common stock. |
| 9 | Derivative | Restricted Stock Units | 2024-03-13 | M | D | 100,000 | $0.00 | 100,000 | D | — · — to — | 100,000 Common Stock | (F1) On July 19, 2021, the Reporting Person was granted RSUs subject to vesting equally over three years starting on March 31, 2022. (F5) Each restricted stock unit represents a right to receive one share of IGC common stock. |
| 10 | Derivative | Restricted Stock Units | 2024-03-13 | A | A | 210,000 | $0.00 | 210,000 | D | — · — to — | 210,000 Common Stock | (F5) Each restricted stock unit represents a right to receive one share of IGC common stock. (F6) On March 13, 2024, the Reporting Person was granted RSUs subject to vesting equally over three years starting March 2025. |
| 11 | Derivative | Restricted Stock Units | 2024-03-13 | A | A | 175,000 | $0.00 | 175,000 | D | — · — to 2034-03-31 | 175,000 Common Stock | (F5) Each restricted stock unit represents a right to receive one share of IGC common stock. (F7) On March 13, 2024, the Reporting Person was granted RSUs subject to vesting according to specific milestones set by the Company's Board of Directors. The RSUs vest when milestones are achieved. |