Form 4 for GGZ Gabelli Global Small & Mid Cap Value Trust
Accepted 2025-09-30 00:00:00 ET · period of report 2025-09-26 · accession 0001185533-25-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2025-09-30 | 2025-09-26 | GGZ | GABELLI MARIO J | Dir, 10%, Control Person of Adviser | P - Purchase | $10.00 | +400.0K | 200.0K | New | +$4.00M |
| 2025-09-30 | 2025-09-26 | GGZ | GABELLI MARIO J | Dir, 10%, Control Person of Adviser | P - Purchase | $10.00 | +750.0K | 750.0K | New | +$7.50M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Series E Cumulative Preferred Shares | 2025-09-26 | P | A | 100,000 | $10.00 | 100,000 | I | — | — | |
| 2 | Common | Series E Cumulative Preferred Shares | 2025-09-26 | P | A | 100,000 | $10.00 | 100,000 | I CIBL, Inc. | — | — | (F3) The shares reported reflect the total shares owned by CIBL, Inc. (CIBL). Mario J. Gabelli is the Executive Chair and CEO of CIBL. Mr. Gabelli has less than a 100% interest in CIBL and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
| 3 | Common | Series E Cumulative Preferred Shares | 2025-09-26 | P | A | 200,000 | $10.00 | 200,000 | I GGCP, Inc. | — | — | (F2) The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
| 4 | Common | Series E Cumulative Preferred Shares | 2025-09-26 | P | A | 750,000 | $10.00 | 750,000 | D Associated Capital Group, Inc. | — | — | (F1) The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |