Form 4 for SCHW Charles Schwab Corporation
Accepted 2024-11-20 00:00:00 ET · period of report 2024-11-18 · accession 0001186004-24-000005 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-11-20 | 2024-11-18 | SCHW | DODDS CHRISTOPHER V | Dir | M - OptEx | $37.94 | +9,284 | 9,204 | New | +$352.2K |
| DI | 2024-11-20 | 2024-11-18 | SCHW | DODDS CHRISTOPHER V | Dir | S - Sale+OE | $81.43 | -9,284 | 442.8K | -2% | -$756.0K |
| DM | 2024-11-20 | 2024-11-18 | SCHW | DODDS CHRISTOPHER V | Dir | M - OptEx | $0.00 | +9,284 | 0 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-18 | M | A | 4,992 | $33.40 | 9,204 | D by Trust | — | — | (F1) Reflects the contribution of 4,992 shares received upon exercise of the option to a revocable trust. |
| 2 | Common | Common Stock | 2024-11-18 | S | D | 9,284 | $81.43 | 442,807 | I | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $81.375 to $81.485. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F4) Reflects the contribution of 9,284 shares received upon exercise of the options to a revocable trust. |
| 3 | Common | Common Stock | 2024-11-18 | M | A | 4,292 | $43.21 | 9,204 | D | — | — | (F2) Reflects the contribution of 4,292 shares received upon exercise of the option to a revocable trust. |
| 4 | Derivative | Nonqualified Stock Option (right to buy) | 2024-11-18 | M | A | 4,992 | $0.00 | 0 | D | $33.40 · — to 2030-05-14 | 4,992 Common Stock | (F5) The option was granted under the company's 2013 Stock Incentive Plan and vested 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. |
| 5 | Derivative | Nonqualified Stock Option (right to buy) | 2024-11-18 | M | A | 4,292 | $0.00 | 0 | D | $43.21 · — to 2029-05-17 | 4,292 Common Stock | (F5) The option was granted under the company's 2013 Stock Incentive Plan and vested 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. |