Form 4 for SWKHL SWK Holdings Corp
Accepted 2022-01-12 00:00:00 ET · period of report 2022-01-05 · accession 0001187788-22-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-01-12 | 2022-01-05 | SWKHL | Stead Edward B | Dir | D - Sale to Iss | — | -1,363 | 26.7K | -5% | — | |
| 2022-01-12 | 2022-01-05 | SWKHL | Stead Edward B | Dir | A - Grant | — | +14 | 28.1K | +0.0% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-05 | D | D | 1,363 | — | 26,690 | D | — | — | (F2) Forfeiture of non-vested restricted stock award as a result of resignation as a director. |
| 2 | Common | Common Stock | 2022-01-05 | A | A | 14 | — | 28,053 | D | — | — | (F1) Reflects compensation for services as a director from January 1, 2022 through January 5, 2022, based on the $19.68 closing price of the common stock on January 5, 2022. |