Form 4/A for LIDR AEye, Inc.

Accepted 2022-01-03 00:00:00 ET · period of report 2021-08-16 · accession 0001189311-22-000002 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
DAI	2022-01-03	2021-08-16	LIDR	GOTTSCHALK BERND	Dir	A - Grant	$0.00	+51.7K	51.7K	New	$0
DA	2022-01-03	2021-08-16	LIDR	GOTTSCHALK BERND	Dir	A - Grant	$37.21	+74.4K	74.4K	New	+$2.77M

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2021-08-16	A	A	51,663	$0.00	51,663	I VEKTOR Partners FF 1 GBR	—	—	(F1) Represents the reporting person's 26.03% share in the 198,379 shares held by VEKTOR Partners FF 1 GBR, a Gesellschaft brgerlichen Rechts established under the laws of Germany and not previously reported on a Form 4. (F2) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
2	Derivative	Stock Option (Right to Buy)	2021-08-16	A	A	74,416	$37.21	74,416	D	$0.63 · 2021-08-16 to 2030-11-16	74,416 Common Stock	(F4) Received in exchange for stock options to acquire 20,000 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on September 29, 2022. (F3) The exercise price for this derivative security was erroneously reported on a previous Form 4 filed on August 23, 2021; no other changes are being reported.