Form 4 for CDZI CADIZ INC
Accepted 2024-03-27 00:00:00 ET · period of report 2024-03-15 · accession 0001191901-24-000001 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-27 | 2024-03-15 | CDZI | SPEER STANLEY E | CFO | M - OptEx | $0.00 | +20.1K | 79.7K | +34% | $0 |
| D | 2024-03-27 | 2024-03-15 | CDZI | SPEER STANLEY E | CFO | M - OptEx | $0.00 | -42.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-15 | M | A | 20,124 | $0.00 | 79,708 | D | — | — | (F1) Represents the vesting of 42,500 previously reported restricted stock units ("RSUs") and the concurrent issuance of net 20,124 shares of common stock as a consequence of such vesting, after giving effect to tax withholding as permitted under the approved terms applicable to the grant of the RSUs. |
| 2 | Derivative | Restricted Stock Units | 2024-03-15 | M | D | 42,500 | $0.00 | 0 | D | — · — to — | 42,500 Common Stock | (F1) Represents the vesting of 42,500 previously reported restricted stock units ("RSUs") and the concurrent issuance of net 20,124 shares of common stock as a consequence of such vesting, after giving effect to tax withholding as permitted under the approved terms applicable to the grant of the RSUs. (F2) Each previously reported RSU represents a contingent right to receive one share of Cadiz Inc. common stock. |