Form 4 for VELO Velo3D, Inc.
Accepted 2025-09-24 00:00:00 ET · period of report 2025-08-15 · accession 0001193125-25-215469 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-09-24 | 2025-08-15 | VELO | Xu Hull Hou Jun | CFO | F - Tax | — | -1,247 | 4,942 | -20% | — |
| DM | 2025-09-24 | 2025-08-15 | VELO | Xu Hull Hou Jun | CFO | M - OptEx | — | +3,484 | 6,146 | +131% | — |
| DM | 2025-09-24 | 2025-08-15 | VELO | Xu Hull Hou Jun | CFO | M - OptEx | $0.00 | +3,484 | 61.1K | +6% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Restricted Stock Units | 2025-08-15 | F | D | 43 | — | 2,781 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. |
| 2 | Common | Restricted Stock Units | 2025-08-15 | M | A | 119 | — | 2,824 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. (F2) Reflects the 1-for-15 reverse stock split effected by the Issuer on July 25, 2025. |
| 3 | Common | Restricted Stock Units | 2025-08-15 | F | D | 1,204 | — | 4,942 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. |
| 4 | Common | Restricted Stock Units | 2025-08-15 | M | A | 3,365 | — | 6,146 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. |
| 5 | Derivative | Restricted Stock Units | 2025-08-15 | M | A | 3,365 | $0.00 | 64,442 | D | — · — to — | 3,365 Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. (F4) The Restricted Stock Units (RSUs) will vest as follows: 25% will vest after one year starting in May 2025, with the remaining shares vesting quarterly over the following three years. This is contingent upon the continued service of the reporting person on each vesting date. |
| 6 | Derivative | Restricted Stock Units | 2025-08-15 | M | A | 119 | $0.00 | 61,077 | D | — · — to — | 119 Common Stock | (F2) Reflects the 1-for-15 reverse stock split effected by the Issuer on July 25, 2025. (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. (F3) The Restricted Stock Units (RSUs) will vest as follows: 25% will vest after one year starting in April 2024, with the remaining shares vesting quarterly over the following three years. This is contingent upon the continued service of the reporting person on each vesting date. |