Form 4 for FUND SPROTT FOCUS TRUST INC.
Accepted 2025-10-01 00:00:00 ET · period of report 2025-08-28 · accession 0001193125-25-226554 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2025-10-01 | 2025-09-29 | FUND | GEORGE W WHITNEY | Dir, 10%, Senior Portfolio Manager | P - Purchase | $8.18 | +120.1K | 1.39M | +9% | +$982.2K |
| 2025-10-01 | 2025-09-29 | FUND | GEORGE W WHITNEY | Dir, 10%, Senior Portfolio Manager | P - Purchase | $8.18 | +59.5K | 7.99M | +0.8% | +$487.0K | |
| I | 2025-10-01 | 2025-08-28 | FUND | GEORGE W WHITNEY | Dir, 10%, Senior Portfolio Manager | S - Sale | $8.18 | -29.8K | 312.6K | -9% | -$243.8K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-09-29 | P | A | 1,714 | $8.18 | 111,808 | I Held by Foundation | — | — | (F2) Shares held by The Meredith and Whitney George Foundation (the "Foundation"). Mr. George serves as the Chairman of the Foundation and, in such capacity, has investment and voting discretion over shares held by the Foundation. |
| 2 | Common | Common Stock | 2025-09-29 | P | A | 59,537 | $8.18 | 7,990,791 | D Held by Spouse | — | — | |
| 3 | Common | Common Stock | 2025-09-29 | P | A | 49,318 | $8.18 | 3,215,943 | I Held by Trust | — | — | (F3) Shares held by a trust established for the benefit of Mr. George's children. As beneficiaries of the trust, Mr. George's children have a pecuniary interest in the trust. Mr. George may be deemed to beneficially own the shares held by the trust. |
| 4 | Common | Common Stock | 2025-09-29 | P | A | 38,827 | $8.18 | 2,531,852 | I | — | — | |
| 5 | Common | Common Stock | 2025-08-28 | S | D | 29,800 | $8.18 | 312,583 | I Held by Trust | — | — | (F5) Shares held by a trust established for the benefit of Mr. George's immediate family member (the "TM Trust"). Mr. George serves as trustee of the TM Trust and, in such capacity, has investment and voting discretion over shares held by the TM Trust. Mr. George may be deemed to beneficially own the shares held by the TM Trust. |
| 6 | Common | Common Stock | 2025-09-29 | P | A | 3,970 | $8.18 | 258,898 | I Held by Trust | — | — | (F4) Shares held by a trust established for the benefit of Mr. George's spouse. Mr. George serves as trustee of the trust and, in such capacity, has investment and voting discretion over shares held by the trust. As beneficiary of the trust, Mr. George's spouse has a pecuniary interest in the trust. Mr. George may be deemed to beneficially own the shares held by the trust. |
| 7 | Common | Common Stock | 2025-09-29 | P | A | 4,868 | $8.18 | 317,451 | I Held by Trust | — | — | (F1) Shares held by a trust established for the benefit of Mr. George's immediate family member (the "BM Trust"). Mr. George serves as trustee of the BM Trust and, in such capacity, has investment and voting discretion over shares held by the BM Trust. Mr. George may be deemed to beneficially own the shares held by the BM Trust. |
| 8 | Common | Common Stock | 2025-09-29 | P | A | 21,373 | $8.18 | 1,393,736 | I Held by Trust | — | — | (F5) Shares held by a trust established for the benefit of Mr. George's immediate family member (the "TM Trust"). Mr. George serves as trustee of the TM Trust and, in such capacity, has investment and voting discretion over shares held by the TM Trust. Mr. George may be deemed to beneficially own the shares held by the TM Trust. |