Form 4 for VELO Velo3D, Inc.
Accepted 2025-10-01 00:00:00 ET · period of report 2025-08-25 · accession 0001193125-25-226667 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-10-01 | 2025-08-25 | VELO | Xu Hull Hou Jun | CFO | M - OptEx | $3.89 | +3,484 | 6,146 | +131% | +$13.6K |
| DM | 2025-10-01 | 2025-08-25 | VELO | Xu Hull Hou Jun | CFO | F - Tax | $3.89 | -1,247 | 4,942 | -20% | -$4,851 |
| DM | 2025-10-01 | 2025-08-25 | VELO | Xu Hull Hou Jun | CFO | M - OptEx | $0.00 | -3,484 | 48.4K | -7% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-08-25 | M | A | 119 | $3.89 | 2,824 | D | — | — | (F1) The reporting person's restricted stock units were originally scheduled to vest on August 15, 2025. At the request of the issuer, the release and settlement of such shares was administratively delayed until August 25, 2025 in connection with the issuer's transition to the Nasdaq Capital Market. The transaction date reported reflects the actual release date. (F2) Reflects the 1-for-15 reverse stock split effected by the Issuer on July 25, 2025. |
| 2 | Common | Common Stock | 2025-08-25 | F | D | 43 | $3.89 | 2,781 | D | — | — | (F1) The reporting person's restricted stock units were originally scheduled to vest on August 15, 2025. At the request of the issuer, the release and settlement of such shares was administratively delayed until August 25, 2025 in connection with the issuer's transition to the Nasdaq Capital Market. The transaction date reported reflects the actual release date. |
| 3 | Common | Common Stock | 2025-08-25 | M | A | 3,365 | $3.89 | 6,146 | D | — | — | (F1) The reporting person's restricted stock units were originally scheduled to vest on August 15, 2025. At the request of the issuer, the release and settlement of such shares was administratively delayed until August 25, 2025 in connection with the issuer's transition to the Nasdaq Capital Market. The transaction date reported reflects the actual release date. |
| 4 | Common | Common Stock | 2025-08-25 | F | D | 1,204 | $3.89 | 4,942 | D | — | — | (F1) The reporting person's restricted stock units were originally scheduled to vest on August 15, 2025. At the request of the issuer, the release and settlement of such shares was administratively delayed until August 25, 2025 in connection with the issuer's transition to the Nasdaq Capital Market. The transaction date reported reflects the actual release date. |
| 5 | Derivative | Restricted Stock Units | 2025-08-25 | M | D | 119 | $0.00 | 51,778 | D | — · — to — | 119 Common Stock | (F1) The reporting person's restricted stock units were originally scheduled to vest on August 15, 2025. At the request of the issuer, the release and settlement of such shares was administratively delayed until August 25, 2025 in connection with the issuer's transition to the Nasdaq Capital Market. The transaction date reported reflects the actual release date. (F6) Reflects an adjustment to a previously reported amount on 09/24/2025 from 61,077 to 51,778 due to a clerical error. (F2) Reflects the 1-for-15 reverse stock split effected by the Issuer on July 25, 2025. (F3) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. (F4) The Restricted Stock Units (RSUs) will vest as follows: 25% will vest after one year starting in April 2024, with the remaining shares vesting quarterly over the following three years. This is contingent upon the continued service of the reporting person on each vesting date. |
| 6 | Derivative | Restricted Stock Units | 2025-08-25 | M | D | 3,365 | $0.00 | 48,413 | D | — · — to — | 3,365 Common Stock | (F1) The reporting person's restricted stock units were originally scheduled to vest on August 15, 2025. At the request of the issuer, the release and settlement of such shares was administratively delayed until August 25, 2025 in connection with the issuer's transition to the Nasdaq Capital Market. The transaction date reported reflects the actual release date. (F7) Reflects an adjustment to a previously reported amount on 09/24/2025 from 64,442 to 48,413 due to a clerical error. (F3) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. (F5) The Restricted Stock Units (RSUs) will vest as follows: 25% will vest after one year starting in May 2025, with the remaining shares vesting quarterly over the following three years. This is contingent upon the continued service of the reporting person on each vesting date. |