Form 4 for NP Neptune Insurance Holdings Inc.
Accepted 2025-10-03 00:00:00 ET · period of report 2025-10-02 · accession 0001193125-25-230504 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-10-03 | 2025-10-02 | NP | Duffy Matthew Paul | Pres, CRO, Positions held at subsidiary | J - Other | — | 0 | 1.16M | New | — |
| D | 2025-10-03 | 2025-10-02 | NP | Duffy Matthew Paul | Pres, CRO, Positions held at subsidiary | A - Grant | $0.00 | +791.9K | 1.95M | +68% | $0 |
| DM | 2025-10-03 | 2025-10-02 | NP | Duffy Matthew Paul | Pres, CRO, Positions held at subsidiary | J - Other | $0.00 | 0 | 95.5K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-10-02 | J | D | 1,160,000 | — | 0 | D | — | — | (F1) Pursuant to a reclassification exempt under Rule 16b-7, shares of Common Stock were automatically reclassified as shares of Class A Common Stock on a one-for-one basis upon the filing of the Second Amended and Restated Certificate of Incorporation of the Issuer immediately prior to the closing of the Issuer's initial public offering ("IPO"). |
| 2 | Common | Class A Common Stock | 2025-10-02 | J | A | 1,160,000 | — | 1,160,000 | D | — | — | (F1) Pursuant to a reclassification exempt under Rule 16b-7, shares of Common Stock were automatically reclassified as shares of Class A Common Stock on a one-for-one basis upon the filing of the Second Amended and Restated Certificate of Incorporation of the Issuer immediately prior to the closing of the Issuer's initial public offering ("IPO"). |
| 3 | Common | Class A Common Stock | 2025-10-02 | A | A | 791,853 | $0.00 | 1,951,853 | D | — | — | (F2) Represents shares of Class A Common Stock underlying an award of time-based restricted stock units ("RSUs"). The RSUs will vest in equal annual installments over three years, beginning on September 30, 2026, subject to the continuous service of the Reporting Person through each vesting date. |
| 4 | Derivative | Stock Option (right to buy) | 2025-10-02 | J | D | 95,500 | $0.00 | 0 | D | $19.00 · — to 2035-09-18 | 95,500 Common Stock | (F3) The stock option fully vested upon the closing of (and became exercisable in connection with) the IPO. |
| 5 | Derivative | Stock Option (right to buy) | 2025-10-02 | J | A | 95,500 | $0.00 | 95,500 | D | $19.00 · — to 2035-09-18 | 95,500 Class A Common Stock | (F3) The stock option fully vested upon the closing of (and became exercisable in connection with) the IPO. |