Form 4 for CITR CitroTech Inc.
Accepted 2025-10-15 00:00:00 ET · period of report 2025-06-30 · accession 0001193125-25-240339 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-10-15 | 2025-09-03 | CITR | BoltRock Holdings LLC | 10% | C - Cnv Deriv | — | +2.17M | 2.42M | +867% | — |
| D | 2025-10-15 | 2025-09-03 | CITR | BoltRock Holdings LLC | 10% | C - Cnv Deriv | — | -650.0K | 69.0K | -90% | — |
| D | 2025-10-15 | 2025-06-30 | CITR | BoltRock Holdings LLC | 10% | J - Other | — | +69.0K | 719.0K | +11% | — |
| DM | 2025-10-15 | 2025-09-30 | CITR | BoltRock Holdings LLC | 10% | P - Purchase | — | +71.1K | 95.7K | +290% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-09-03 | C | A | 2,166,667 | — | 2,416,667 | D | — | — | (F1) Each share of Series C Convertible Preferred Stock is convertible at any time at the option of the holder into 3.3333 shares of Common Stock. The Series C Convertible Preferred Stock has no expiration date. |
| 2 | Derivative | Series C Converticle Preferred Stock | 2025-09-03 | C | D | 650,000 | — | 69,007 | D | — · — to — | 2,166,667 Common Stock | (F1) Each share of Series C Convertible Preferred Stock is convertible at any time at the option of the holder into 3.3333 shares of Common Stock. The Series C Convertible Preferred Stock has no expiration date. |
| 3 | Derivative | Series C Convertible Preferred Stock | 2025-06-30 | J | A | 69,007 | — | 719,007 | D | — · — to — | 230,024 Common Stock | (F2) Represents shares of Series C Convertible Preferred Stock issued to the Reporting Person pursuant to an adjustment under the March 2025 Share Purchase Agreement to offset dilution from subsequent equity issuances. (F1) Each share of Series C Convertible Preferred Stock is convertible at any time at the option of the holder into 3.3333 shares of Common Stock. The Series C Convertible Preferred Stock has no expiration date. |
| 4 | Derivative | Warrant | 2025-09-30 | P | A | 44,445 | — | 44,445 | D | $6.00 · — to 2030-09-30 | 44,445 Common Stock | (F5) In connection with the execution of the Securities Purchase Agreement, the Reporting Person also executed a common stock purchase warrant agreement (the "Warrant Agreement"), pursuant to which the Issuer issued a warrant to the Reporting Person. The Warrant Agreement entitles the Reporting Person to purchase from the Issuer up to 50% of the number of shares of Common Stock issuable upon full conversion of all the Series C Shares purchased by the Reporting Person, subject to the terms and conditions of the Warrant Agreement. (F4) The Warrant is exercisable at any time by the Reporting Person prior to its expiration. |
| 5 | Derivative | Series C Convertible Preferred Stock | 2025-09-30 | P | A | 26,667 | — | 95,674 | D | — · — to — | 88,890 Common Stock | (F3) On September 30, 2025, the Reporting Person entered into a securities purchase agreement (the "Securities Purchase Agreement") with the Issuer, pursuant to which the Reporting Person purchased 26,667 shares of Series C Convertible Preferred Stock (the "Series C Shares") for an aggregate purchase price of $400,000 ($15.00 per Series C Share). (F1) Each share of Series C Convertible Preferred Stock is convertible at any time at the option of the holder into 3.3333 shares of Common Stock. The Series C Convertible Preferred Stock has no expiration date. |