Form 4 for REFI Chicago Atlantic Real Estate Finance, Inc.
Accepted 2025-10-16 00:00:00 ET · period of report 2025-10-15 · accession 0001193125-25-241640 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-10-16 | 2025-10-15 | REFI | Papastavrou Jason D | Dir | P - Purchase | $12.62 | +10.0K | 49.5K | +25% | +$126.2K | |
| MI | 2025-10-16 | 2025-10-15 | REFI | Papastavrou Jason D | Dir | P - Purchase | $12.70 | +8,000 | 3,000 | New | +$101.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-10-15 | P | A | 10,000 | $12.62 | 49,546 | D By Self as Trustee for Michael Athans Trust | — | — | (F1) On April 1, 2025, Dr. Papastavrou was awarded 5,071 restricted shares of common stock under the Chicago Atlantic Real Estate Finance, Inc. 2021 Omnibus Incentive Plan. Pursuant to the terms of the award agreement, the 5,071 restricted shares of common stock will vest over a one-year period. (F2) The Reporting Person disclaims beneficial ownership of shares held in trust for which he serves as trustee or co-trustee. |
| 2 | Common | Common Stock | 2025-10-15 | P | A | 5,000 | $12.71 | 5,000 | I By Self as Custodian for Michael Athans | — | — | (F3) The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. |
| 3 | Common | Common Stock | 2025-10-15 | P | A | 3,000 | $12.68 | 3,000 | I | — | — |