Form 4 for RM Regional Management Corp.
Accepted 2025-11-13 00:00:00 ET · period of report 2025-11-10 · accession 0001193125-25-280197 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-11-13 | 2025-11-10 | RM | Fisher Brian J. | EVP, Chief Strat, Dev Off | F - Tax | $38.37 | -7,609 | 55.1K | -12% | -$292.0K |
| D | 2025-11-13 | 2025-11-10 | RM | Fisher Brian J. | EVP, Chief Strat, Dev Off | M - OptEx | $17.08 | +12.4K | 62.7K | +25% | +$211.4K |
| DM | 2025-11-13 | 2025-11-11+ | RM | Fisher Brian J. | EVP, Chief Strat, Dev Off | S - Sale+OE | $38.56 | -13.6K | 49.6K | -22% | -$525.9K |
| D | 2025-11-13 | 2025-11-10 | RM | Fisher Brian J. | EVP, Chief Strat, Dev Off | M - OptEx | $0.00 | -12.4K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-11-10 | F | D | 7,609 | $38.37 | 55,088 | D | — | — | (F1) Represents a "net exercise" of outstanding stock options. These shares were withheld by the issuer (1) for the payment of the exercise price based on the market price of the issuer's common stock at the time of the option exercise on November 10, 2025; and (2) in satisfaction of tax withholding obligations upon the exercise of the stock options. These are non-market transactions. (F2) Represents the closing market price of the issuer's common stock at the time of the option exercise on November 10, 2025. |
| 2 | Common | Common Stock | 2025-11-10 | M | A | 12,379 | $17.08 | 62,697 | D | — | — | |
| 3 | Common | Common Stock | 2025-11-12 | S | D | 1,592 | $39.27 | 41,448 | D | — | — | (F5) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.17 to $39.47, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold. |
| 4 | Common | Common Stock | 2025-11-12 | S | D | 6,548 | $38.65 | 43,040 | D | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.15 to $39.11, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold. |
| 5 | Common | Common Stock | 2025-11-11 | S | D | 5,500 | $38.24 | 49,588 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.06 to $38.38, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2025-11-10 | M | D | 12,379 | $0.00 | 0 | D | $17.08 · — to 2026-03-29 | 12,379 Common Stock | (F6) The option vested and became exercisable in three equal installments on each of December 31, 2016, December 31, 2017, and December 31, 2018. The option is now fully exercisable. |