Form 4 for HLIT HARMONIC INC.
Accepted 2025-11-18 00:00:00 ET · period of report 2025-11-15 · accession 0001193125-25-286508 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-11-18 | 2025-11-15 | HLIT | Chu Timothy C | GC, SVP, HR | M - OptEx | $0.00 | +11.3K | 123.4K | +10% | $0 |
| D | 2025-11-18 | 2025-11-15 | HLIT | Chu Timothy C | GC, SVP, HR | F - Tax | $9.56 | -3,968 | 119.5K | -3% | -$37.9K |
| DM | 2025-11-18 | 2025-11-15 | HLIT | Chu Timothy C | GC, SVP, HR | M - OptEx | $0.00 | -11.3K | 30.3K | -27% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-11-15 | M | A | 11,276 | $0.00 | 123,423 | D | — | — | |
| 2 | Common | Common Stock | 2025-11-15 | F | D | 3,968 | $9.56 | 119,455 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2025-11-15 | M | D | 5,223 | $0.00 | 5,223 | D | $0.00 · 2024-02-15 to 2026-02-15 | 5,223 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. |
| 4 | Derivative | Restricted Stock Units | 2025-11-15 | M | D | 6,053 | $0.00 | 30,267 | D | $0.00 · 2025-02-15 to 2027-02-15 | 6,053 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. |