Form 4 for PENN PENN Entertainment, Inc.
Accepted 2026-01-06 00:00:00 ET · period of report 2026-01-03 · accession 0001193125-26-004788 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-01-06 | 2026-01-03 | PENN | Black Gupta Vimla | Dir | M - OptEx | — | +13.0K | 38.0K | +52% | — |
| D | 2026-01-06 | 2026-01-05 | PENN | Black Gupta Vimla | Dir | A - Grant | $0.00 | +16.8K | 41.8K | +67% | $0 |
| D | 2026-01-06 | 2026-01-03 | PENN | Black Gupta Vimla | Dir | D - Sale to Iss | $14.85 | -13.0K | 25.0K | -34% | -$193.0K |
| D | 2026-01-06 | 2026-01-03 | PENN | Black Gupta Vimla | Dir | M - OptEx | — | -13.0K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-01-03 | M | A | 12,994 | — | 37,994 | D | — | — | (F1) The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. |
| 2 | Common | Common Stock | 2026-01-05 | A | A | 16,835 | $0.00 | 41,835 | D | — | — | (F2) The securities reported are shares of restricted stock that vest on January 5, 2027. |
| 3 | Common | Common Stock | 2026-01-03 | D | D | 12,994 | $14.85 | 25,000 | D | — | — | (F1) The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. |
| 4 | Derivative | Phantom Stock Units | 2026-01-03 | M | D | 12,994 | — | 0 | D | — · 2026-01-03 to 2026-01-03 | 12,994 Common Stock | (F1) The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. |