Form 4 for SRZN Surrozen, Inc./DE
Accepted 2026-01-06 00:00:00 ET · period of report 2026-01-02 · accession 0001193125-26-005094 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-01-06 | 2026-01-02 | SRZN | Li Yang | Exec. VP, Research | M - OptEx | — | +2,500 | 17.2K | +17% | — |
| D | 2026-01-06 | 2026-01-05 | SRZN | Li Yang | Exec. VP, Research | S - Sale+OE | $19.87 | -1,118 | 16.1K | -6% | -$22.2K |
| D | 2026-01-06 | 2026-01-02 | SRZN | Li Yang | Exec. VP, Research | M - OptEx | $0.00 | -2,500 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-01-02 | M | A | 2,500 | — | 17,209 | D | — | — | (F1) Each restricted stock unit, or RSU, represents a contingent right to receive one share of the Issuer's common stock. |
| 2 | Common | Common Stock | 2026-01-05 | S | D | 1,118 | $19.87 | 16,091 | D | — | — | (F2) The shares were sold to cover withholding taxes upon vesting of RSUs in transactions that were initiated by the Issuer on the reporting person's behalf. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.84 to $20.07, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. |
| 3 | Derivative | Restricted Stock Units | 2026-01-02 | M | D | 2,500 | $0.00 | 0 | D | — · — to — | 2,500 Common Stock | (F1) Each restricted stock unit, or RSU, represents a contingent right to receive one share of the Issuer's common stock. (F3) These RSUs vested in two equal installments on January 1, 2025 and January 1, 2026. |