Form 4 for FUND SPROTT FOCUS TRUST INC.
Accepted 2026-01-07 00:00:00 ET · period of report 2026-01-06 · accession 0001193125-26-005892 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2026-01-07 | 2026-01-06 | FUND | GEORGE W WHITNEY | Dir, 10%, Senior Portfolio Manager | S - Sale | $8.85 | -17.7K | 306.8K | -5% | -$156.6K |
| 2026-01-07 | 2026-01-06 | FUND | GEORGE W WHITNEY | Dir, 10%, Senior Portfolio Manager | P - Purchase | $8.89 | +1,785 | 8.08M | +0.0% | +$15.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-01-06 | S | D | 17,700 | $8.85 | 306,805 | I | — | — | |
| 2 | Common | Common Stock | 2026-01-06 | P | A | 1,785 | $8.89 | 8,078,033 | D Held by Trust | — | — | (F5) Shares held by a trust established for the benefit of Mr. George's immediate family member (the "TM Trust"). Mr. George serves as trustee of the TM Trust and, in such capacity, has investment and voting discretion over shares held by the TM Trust. Mr. George may be deemed to beneficially own the shares held by the TM Trust. |