Form 4 for RFL Rafael Holdings, Inc.
Accepted 2026-01-15 00:00:00 ET · period of report 2026-01-13 · accession 0001193125-26-014138 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-01-15 | 2026-01-13 | RFL | Polinsky David | CFO | F - Tax | $1.25 | -4,865 | 253.8K | -2% | -$6,081 | |
| 2026-01-15 | 2026-01-13 | RFL | Polinsky David | CFO | A - Grant | $1.25 | +50.0K | 303.8K | +20% | +$62.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class B Common Stock, par value $.01 per share | 2026-01-13 | F | D | 4,865 | $1.25 | 253,815 | D | — | — | (F1) Represents shares withheld by the Issuer for tax purposes upon the vesting of Restricted Stock. (F2) Consists of 76,882 shares held directly, 94,433 fully vested restricted shares and 82,500 unvested restricted shares that vest as follows: 6,250 quarterly from March 21, 2026 through December 21, 2026; 10,000 on each of October 25, 2026 and October 25, 2027; and 12,500 on each of January 13, 2027, January 13, 2028 and January 13, 2029. |
| 2 | Common | Class B Common Stock, par value $.01 per share | 2026-01-13 | A | A | 50,000 | $1.25 | 303,815 | D | — | — | (F3) Grant of Restricted Stock that vests as follows: 12,500 shares on each of January 13, 2027, January 13, 2028, January 13, 2029 and January 13, 2030. (F4) Consists of 76,882 shares held directly, 94,433 fully vested restricted shares and 132,500 unvested restricted shares that vest as follows: 6,250 quarterly from March 21, 2026 through December 21, 2026; 10,000 on each of October 25, 2026 and October 25, 2027; 25,000 on each of January 13, 2027, January 13, 2028 and January 13, 2029; and 12,500 on January 30, 2030. |