Form 4 for SF STIFEL FINANCIAL CORP
Accepted 2026-01-15 00:00:00 ET · period of report 2026-01-13 · accession 0001193125-26-014177 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-01-15 | 2026-01-13 | SF | McDuffie Brantley | Co Head FI Capital Markets | M - OptEx | $0.00 | +2,094 | 2,094 | New | $0 |
| D | 2026-01-15 | 2026-01-13 | SF | McDuffie Brantley | Co Head FI Capital Markets | F - Tax | $125.22 | -840 | 1,254 | -40% | -$105.2K |
| D | 2026-01-15 | 2026-01-13 | SF | McDuffie Brantley | Co Head FI Capital Markets | M - OptEx | $0.00 | -2,094 | 4,921 | -30% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-01-13 | M | A | 2,094 | $0.00 | 2,094 | D | — | — | |
| 2 | Common | Common Stock | 2026-01-13 | F | D | 840 | $125.22 | 1,254 | D | — | — | |
| 3 | Derivative | Phantom Stock Units | 2026-01-13 | M | D | 2,094 | $0.00 | 4,921 | D | $0.00 · — to — | 2,094 Common Stock | (F1) Currently exercisable. (F2) No expiration date for these Units |