Form 4 for SF STIFEL FINANCIAL CORP
Accepted 2026-01-15 00:00:00 ET · period of report 2026-01-13 · accession 0001193125-26-014188 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-01-15 | 2026-01-13 | SF | ZEMLYAK JAMES M | Pres | M - OptEx | $0.00 | +25.6K | 1.16M | +2% | $0 |
| D | 2026-01-15 | 2026-01-13 | SF | ZEMLYAK JAMES M | Pres | F - Tax | $125.22 | -10.1K | 1.15M | -0.9% | -$1.27M |
| D | 2026-01-15 | 2026-01-13 | SF | ZEMLYAK JAMES M | Pres | M - OptEx | $0.00 | -25.6K | 60.8K | -30% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-01-13 | M | A | 25,570 | $0.00 | 1,160,119 | D | — | — | |
| 2 | Common | Common Stock | 2026-01-13 | F | D | 10,143 | $125.22 | 1,149,976 | D | — | — | |
| 3 | Derivative | Phantom Stock Units | 2026-01-13 | M | D | 25,570 | $0.00 | 60,784 | D | $0.00 · — to — | 25,570 Common Stock | (F1) Currently exercisable. (F2) No expiration date for these Units |