Form 4 for SF STIFEL FINANCIAL CORP
Accepted 2026-01-15 00:00:00 ET · period of report 2026-01-13 · accession 0001193125-26-014199 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-01-15 | 2026-01-13 | SF | Marischen James M | CFO | M - OptEx | $0.00 | +12.1K | 75.5K | +19% | $0 |
| D | 2026-01-15 | 2026-01-13 | SF | Marischen James M | CFO | F - Tax | $125.22 | -5,749 | 69.8K | -8% | -$719.9K |
| D | 2026-01-15 | 2026-01-13 | SF | Marischen James M | CFO | M - OptEx | $0.00 | -12.1K | 19.1K | -39% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-01-13 | M | A | 12,055 | $0.00 | 75,506 | D | — | — | |
| 2 | Common | Common Stock | 2026-01-13 | F | D | 5,749 | $125.22 | 69,757 | D | — | — | |
| 3 | Derivative | Phantom Stock Units | 2026-01-13 | M | D | 12,055 | $0.00 | 19,116 | D | $0.00 · — to — | 12,055 Common Stock | (F1) Currently exercisable. (F2) No expiration date for these Units |