Form 4 for KRUS KURA SUSHI USA, INC.
Accepted 2026-01-21 00:00:00 ET · period of report 2026-01-16 · accession 0001193125-26-017914 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMT | 2026-01-21 | 2026-01-16 | KRUS | UBA HAJIME | SEE REMARKS (a), Dir | M - OptEx | $34.06 | -4,450 | 8,738 | -34% | -$151.6K |
| DMT | 2026-01-21 | 2026-01-16 | KRUS | UBA HAJIME | SEE REMARKS (a), Dir | S - Sale+OE | $72.93 | -9,874 | 12.7K | -44% | -$720.1K |
| DMT | 2026-01-21 | 2026-01-16 | KRUS | UBA HAJIME | SEE REMARKS (a), Dir | M - OptEx | $0.00 | -9,874 | 7,973 | -55% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2026-01-16 | M | D | 4,415 | $46.15 | 15,900.33 | D | — | — | |
| 2 | Common | Class A Common Stock | 2026-01-16 | M | D | 2,747 | $22.65 | 11,485.33 | D | — | — | |
| 3 | Common | Class A Common Stock | 2026-01-16 | M | A | 2,712 | $25.94 | 8,738.33 | D | — | — | |
| 4 | Common | Class A Common Stock | 2026-01-16 | S | D | 3,813 | $72.82 | 8,876.33 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.37 to $73.21, inclusive. The reporting person undertakes to provide to Kura Sushi USA, Inc., any security holder of Kura Sushi USA, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4. |
| 5 | Common | Class A Common Stock | 2026-01-16 | S | D | 2,850 | $74.31 | 6,026.33 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.28 to $74.64, inclusive. The reporting person undertakes to provide to Kura Sushi USA, Inc., any security holder of Kura Sushi USA, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (3) to this Form 4. |
| 6 | Common | Class A Common Stock | 2026-01-16 | S | D | 3,211 | $71.83 | 12,689.33 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.31 to $72.30, inclusive. The reporting person undertakes to provide to Kura Sushi USA, Inc., any security holder of Kura Sushi USA, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. |
| 7 | Derivative | Option to Purchase Class A Common Stock | 2026-01-16 | M | D | 2,712 | $0.00 | 1,917 | D | $25.94 · — to 2029-12-02 | 2,712 Class A Common Stock | (F4) The Option was granted under the issuer's 2018 Incentive Compensation Plan and vested in equal quarterly installments on the last day of each calendar quarter over approximately 24 months after December 2, 2019. |
| 8 | Derivative | Option to Purchase Class A Common Stock | 2026-01-16 | M | D | 4,415 | $0.00 | 2,733 | D | $46.15 · — to 2032-02-01 | 4,415 Class A Common Stock | (F6) The Option was granted under the issuer's 2018 Incentive Compensation Plan. One-third of the Option shares vested and became exercisable in full 12 months following the date of grant (the "Anniversary Date"). The remaining Option shares continued to vest in equal quarterly installments on the first day of each quarter starting from May 1, 2023 and over the two years after the Anniversary Date. |
| 9 | Derivative | Option to Purchase Class A Common Stock | 2026-01-16 | M | D | 2,747 | $0.00 | 7,973 | D | $22.65 · — to 2031-02-01 | 2,747 Class A Common Stock | (F5) The Option was granted under the issuer's 2018 Incentive Compensation Plan. One-third of the Option shares vested and became exercisable in full 12 months following the date of grant (the "Anniversary Date"). The remaining Option shares continued to vest in equal quarterly installments on the first day of each quarter starting from May 1, 2022 and over the two years after the Anniversary Date. |