Form 4 for SF STIFEL FINANCIAL CORP
Accepted 2026-01-28 00:00:00 ET · period of report 2026-01-26 · accession 0001193125-26-027323 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-01-28 | 2026-01-26 | SF | Nesi Victor | Dir | M - OptEx | $0.00 | +25.6K | 155.6K | +20% | $0 |
| D | 2026-01-28 | 2026-01-26 | SF | Nesi Victor | Dir | F - Tax | $129.20 | -12.0K | 143.6K | -8% | -$1.55M |
| D | 2026-01-28 | 2026-01-26 | SF | Nesi Victor | Dir | M - OptEx | $0.00 | -25.6K | 56.7K | -31% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-01-26 | M | A | 25,591 | $0.00 | 155,550 | D | — | — | |
| 2 | Common | Common Stock | 2026-01-26 | F | D | 11,981 | $129.20 | 143,569 | D | — | — | |
| 3 | Derivative | Phantom Stock Units | 2026-01-26 | M | D | 25,591 | $0.00 | 56,660 | D | $0.00 · — to — | 25,591 Common Stock | (F1) Currently exercisable. (F2) No expiration date for these Units |