Form 4 for SF STIFEL FINANCIAL CORP
Accepted 2026-02-03 00:00:00 ET · period of report 2026-01-30 · accession 0001193125-26-035707 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-02-03 | 2026-01-30 | SF | Marischen James M | CFO | F - Tax | $126.24 | -691 | 70.6K | -1.0% | -$87.2K |
| D | 2026-02-03 | 2026-01-30 | SF | Marischen James M | CFO | M - OptEx | $0.00 | +1,568 | 71.3K | +2% | $0 |
| D | 2026-02-03 | 2026-01-30 | SF | Marischen James M | CFO | M - OptEx | $0.00 | -1,568 | 17.5K | -8% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-01-30 | F | D | 691 | $126.24 | 70,634 | D | — | — | |
| 2 | Common | Common Stock | 2026-01-30 | M | A | 1,568 | $0.00 | 71,325 | D | — | — | |
| 3 | Derivative | Phantom Stock Units | 2026-01-30 | M | D | 1,568 | $0.00 | 17,548 | D | $0.00 · — to — | 1,568 Common Stock | (F1) Currently exercisable. (F2) No expiration date for these Units |