Form 4 for BGT BLACKROCK FLOATING RATE INCOME TRUST
Accepted 2026-02-03 00:00:00 ET · period of report 2026-01-30 · accession 0001193125-26-035889 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-02-03 | 2026-01-30 | BGT | Garfin Mitchell | Portfolio Manager | D - Sale to Iss | $11.45 | -5,141 | 0 | -100% | -$58.9K |
| D | 2026-02-03 | 2026-01-30 | BGT | Garfin Mitchell | Portfolio Manager | M - OptEx | — | +5,141 | 5,141 | New | — |
| D | 2026-02-03 | 2026-01-30 | BGT | Garfin Mitchell | Portfolio Manager | A - Grant | $11.45 | +12.4K | 12.4K | New | +$142.4K |
| DM | 2026-02-03 | 2026-01-30 | BGT | Garfin Mitchell | Portfolio Manager | M - OptEx | — | -5,141 | 6,211 | -45% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-01-30 | D | D | 5,141.05 | $11.45 | 0 | D | — | — | (F2) As previously reported on a Form 4 dated February 4, 2025, the Reporting Person was granted phantom shares on January 31, 2025 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. (F3) As previously reported on a Form 4 dated February 2, 2024, the Reporting Person was granted phantom shares on January 31, 2024 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. (F1) A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. |
| 2 | Common | Common Stock | 2026-01-30 | M | A | 5,141.05 | — | 5,141.05 | D | — | — | (F2) As previously reported on a Form 4 dated February 4, 2025, the Reporting Person was granted phantom shares on January 31, 2025 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. (F3) As previously reported on a Form 4 dated February 2, 2024, the Reporting Person was granted phantom shares on January 31, 2024 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. (F1) A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. |
| 3 | Derivative | Phantom Shares | 2026-01-30 | A | A | 12,436.27 | $11.45 | 12,436.27 | D | — · — to — | 12,436.27 Common Stock | (F4) These phantom shares vest in equal installments on each of the first three anniversaries of the award. (F1) A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. |
| 4 | Derivative | Phantom Shares | 2026-01-30 | M | D | 2,035.40 | — | 2,035.40 | D | — · — to — | 2,035.40 Common Stock | (F3) As previously reported on a Form 4 dated February 2, 2024, the Reporting Person was granted phantom shares on January 31, 2024 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. (F1) A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. |
| 5 | Derivative | Phantom Shares | 2026-01-30 | M | D | 3,105.66 | — | 6,211.31 | D | — · — to — | 3,105.66 Common Stock | (F2) As previously reported on a Form 4 dated February 4, 2025, the Reporting Person was granted phantom shares on January 31, 2025 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. (F1) A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. |