Form 4 for OFRM Once Upon a Farm, PBC
Accepted 2026-02-09 00:00:00 ET · period of report 2026-02-05 · accession 0001193125-26-043252 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-02-09 | 2026-02-09 | OFRM | Folena Chris | CAO | A - Grant | $0.00 | +6,077 | 6,077 | New | $0 |
| D | 2026-02-09 | 2026-02-09 | OFRM | Folena Chris | CAO | D - Sale to Iss | — | -37.4K | 0 | -100% | — |
| D | 2026-02-09 | 2026-02-05 | OFRM | Folena Chris | CAO | A - Grant | $0.00 | +8,601 | 8,601 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-02-09 | A | A | 6,077 | $0.00 | 6,077 | D | — | — | (F1) In connection with the closing of the initial public offering of Once Upon a Farm, PBC (the "Issuer"), the reporting person was granted restricted stock units, which vest 25% on the first anniversary of the closing of the initial public offering and the remaining 75% annually thereafter in three equal installments, in each case, subject to the reporting person's continued service with the Issuer through such dates. |
| 2 | Derivative | Stock Appreciation Rights | 2026-02-09 | D | D | 37,400 | — | 0 | D | $19.58 · — to — | 37,400 Common Stock | (F2) In connection with the closing of the Issuer's initial public offering, each stock appreciation right ("SAR") held by the reporting person fully vested and was settled in cash in an amount equal to the product of (i) (A) the initial public offering price less (B) its exercise price, multiplied by (ii) the number of shares of common stock underlying the SAR. |
| 3 | Derivative | Employee Stock Options (right to buy) | 2026-02-05 | A | A | 8,601 | $0.00 | 8,601 | D | $18.00 · — to 2036-02-05 | 8,601 Common Stock | (F3) In connection with the pricing of the Issuer's initial public offering, the reporting person was granted stock options, which will vest 25% on the first anniversary of the pricing date of the initial public offering and the remaining 75% annually thereafter in three equal installments, in each case, subject to the reporting person's continued service with the Issuer through such dates. |