Form 4 for OFRM Once Upon a Farm, PBC
Accepted 2026-02-09 00:00:00 ET · period of report 2026-02-09 · accession 0001193125-26-043259 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2026-02-09 | 2026-02-09 | OFRM | Garner Jennifer Anne | Dir | A - Grant | — | +146.7K | 146.7K | New | — |
| D | 2026-02-09 | 2026-02-09 | OFRM | Garner Jennifer Anne | Dir | A - Grant | — | +239.4K | 1.79M | +15% | — |
| DM | 2026-02-09 | 2026-02-09 | OFRM | Garner Jennifer Anne | Dir | D - Sale to Iss | $0.00 | -239.4K | 0 | -100% | $0 |
| DMI | 2026-02-09 | 2026-02-09 | OFRM | Garner Jennifer Anne | Dir | D - Sale to Iss | $0.00 | -146.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-02-09 | A | A | 146,683 | — | 146,683 | I | — | — | (F1) The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026. |
| 2 | Common | Common Stock | 2026-02-09 | A | A | 239,360 | — | 1,788,861 | D By the Jennifer Garner Trust | — | — | (F1) The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026. |
| 3 | Derivative | Series B-1 Preferred Stock | 2026-02-09 | D | D | 160,259 | $0.00 | 0 | D By the Jennifer Garner Trust | — · — to — | 160,259 Common Stock | (F1) The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026. |
| 4 | Derivative | Series A-1 Preferred Stock | 2026-02-09 | D | D | 58,718 | $0.00 | 0 | D By the Jennifer Garner Trust | — · — to — | 58,718 Common Stock | (F1) The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026. |
| 5 | Derivative | Series B-2 Preferred Stock | 2026-02-09 | D | D | 20,383 | $0.00 | 0 | D | — · — to — | 20,383 Common Stock | (F1) The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026. |
| 6 | Derivative | Series D Preferred Stock | 2026-02-09 | D | D | 51,051 | $0.00 | 0 | I | — · — to — | 51,051 Common Stock | (F1) The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026. |
| 7 | Derivative | Series C-1 Preferred Stock | 2026-02-09 | D | D | 95,632 | $0.00 | 0 | I | — · — to — | 95,632 Common Stock | (F1) The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026. |