InsiderTrades

Form 4 for OFRM Once Upon a Farm, PBC

Accepted 2026-02-09 00:00:00 ET · period of report 2026-02-05 · accession 0001193125-26-043262 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
D 2026-02-09 2026-02-09 OFRM Foraker John M. See Remarks, Dir A - Grant — +69.4K 669.9K +12% —
DI 2026-02-09 2026-02-09 OFRM Foraker John M. See Remarks, Dir A - Grant — +473.1K 1.36M +53% —
D 2026-02-09 2026-02-05 OFRM Foraker John M. See Remarks, Dir A - Grant $0.00 +98.3K 98.3K New $0
DMI 2026-02-09 2026-02-09 OFRM Foraker John M. See Remarks, Dir D - Sale to Iss $0.00 -473.1K 0 -100% $0

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2026-02-09 A A 69,445 — 669,933 D — — (F2) In connection with the closing of the Issuer's initial public offering, the reporting person was granted restricted stock units which vest 25% on the first anniversary of the closing of the initial public offering and the remaining 75% annually thereafter in three equal installments, in each case, subject to the reporting person's continued service with the Issuer through such dates.
2 Common Common Stock 2026-02-09 A A 473,092 — 1,359,846 I By the John & Beth Foraker Revocable Trust — — (F1) The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.
3 Derivative Employee Stock Options (right to buy) 2026-02-05 A A 98,288 $0.00 98,288 D $18.00 · — to 2036-02-05 98,288 Common Stock (F3) In connection with the pricing of the Issuer's initial public offering, the reporting person was granted stock options, which will vest 25% on the first anniversary of the pricing date of the initial public offering and the remaining 75% annually thereafter in three equal installments, in each case, subject to the reporting person's continued service with the Issuer through such dates.
4 Derivative Series A-1 Preferred Stock 2026-02-09 D D 59,092 $0.00 0 I By the John & Beth Foraker Revocable Trust — · — to — 59,092 Common Stock (F1) The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.
5 Derivative Series A-2 Preferred Stock 2026-02-09 D D 133,294 $0.00 0 I By the John & Beth Foraker Revocable Trust — · — to — 133,294 Common Stock (F1) The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.
6 Derivative Series D Preferred Stock 2026-02-09 D D 24,179 $0.00 0 I By the John & Beth Foraker Revocable Trust — · — to — 24,179 Common Stock (F1) The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.
7 Derivative Series B-2 Preferred Stock 2026-02-09 D D 103,037 $0.00 0 I By the John & Beth Foraker Revocable Trust — · — to — 103,037 Common Stock (F1) The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.
8 Derivative Series B-1 Preferred Stock 2026-02-09 D D 96,118 $0.00 0 I By the John & Beth Foraker Revocable Trust — · — to — 96,118 Common Stock (F1) The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.
9 Derivative Series C-1 Preferred Stock 2026-02-09 D D 57,372 $0.00 0 I By the John & Beth Foraker Revocable Trust — · — to — 57,372 Common Stock (F1) The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.