Form 4 for OFRM Once Upon a Farm, PBC
Accepted 2026-02-09 00:00:00 ET · period of report 2026-02-09 · accession 0001193125-26-043266 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2026-02-09 | 2026-02-09 | OFRM | PEIROS LARRY | Dir | A - Grant | — | +81.5K | 81.5K | New | — |
| D | 2026-02-09 | 2026-02-09 | OFRM | PEIROS LARRY | Dir | A - Grant | $0.00 | +6,112 | 69.5K | +10% | $0 |
| DMI | 2026-02-09 | 2026-02-09 | OFRM | PEIROS LARRY | Dir | D - Sale to Iss | $0.00 | -81.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-02-09 | A | A | 81,514 | — | 81,514 | I By the Peiros Family Trust | — | — | (F1) The Series C-1 and Series D Preferred Stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026. |
| 2 | Common | Common Stock | 2026-02-09 | A | A | 6,112 | $0.00 | 69,505 | D | — | — | (F2) In connection with the closing of the Issuer's initial public offering, the reporting person was granted restricted stock units, which vest fully on the earlier of the first anniversary of the closing of the initial public offering and the next annual meeting of stockholders, subject to the reporting person's continued service on the Issuer's Board of Directors through such date. |
| 3 | Derivative | Series D Preferred Stock | 2026-02-09 | D | D | 24,142 | $0.00 | 0 | I By the Peiros Family Trust | — · — to — | 24,142 Common Stock | (F1) The Series C-1 and Series D Preferred Stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026. |
| 4 | Derivative | Series C-1 Preferred Stock | 2026-02-09 | D | D | 57,372 | $0.00 | 0 | I By the Peiros Family Trust | — · — to — | 57,372 Common Stock | (F1) The Series C-1 and Series D Preferred Stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026. |