Form 4 for PDLB Ponce Financial Group, Inc.
Accepted 2026-02-13 00:00:00 ET · period of report 2026-02-11 · accession 0001193125-26-050521 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-02-13 | 2026-02-11 | PDLB | Kouzilos Ioannis | EVP, Chief Lending Off | M - OptEx | $11.48 | +10.9K | 40.0K | +38% | +$125.5K |
| D | 2026-02-13 | 2026-02-11 | PDLB | Kouzilos Ioannis | EVP, Chief Lending Off | S - Sale+OE | $16.81 | -10.9K | 37.1K | -23% | -$183.7K |
| DM | 2026-02-13 | 2026-02-11 | PDLB | Kouzilos Ioannis | EVP, Chief Lending Off | M - OptEx | $11.48 | -10.9K | 16.0K | -41% | -$125.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-02-11 | M | A | 2,000 | $10.52 | 48,006 | D | — | — | |
| 2 | Common | Common Stock | 2026-02-11 | M | A | 2,000 | $10.33 | 46,006 | D | — | — | |
| 3 | Common | Common Stock | 2026-02-11 | M | A | 4,000 | $13.31 | 44,006 | D | — | — | |
| 4 | Common | Common Stock | 2026-02-11 | M | A | 2,929 | $10.44 | 40,006 | D | — | — | |
| 5 | Common | Comnmon Stock | 2026-02-11 | S | D | 10,929 | $16.81 | 37,077 | D | — | — | (F3) This Form 4 reflects ESOP dispositions that have occurred since the date of the reporting person's last ownership report. As of the date of this report, all such shares have been disposed of in connection with a diversification election. (F2) Includes 4,000 shares of previously awarded restricted stock units that vest in four equal installments on February 4, 2027, 2028, 2029 and 2030. (F1) Includes 5,000 shares of previously awarded restricted stock units, of which 1,666 shares vest on December 7, 2026, 1,667 shares vest on December 7, 2027 and 1,667 shares vest on December 7, 2028. |
| 6 | Derivative | Stock Options | 2026-02-11 | M | D | 2,929 | $10.44 | 1,954 | D | $10.44 · 2023-04-01 to 2032-03-31 | 2,929 Common Stock | (F4) The remaining options will vest in two equal installments on April 1. 2026 and 2027. Total remaining reflects a correction to the previously filed Form 4, which reported 4,833 options outstanding. The correct total was 4,883, of which 1,954 remain unexercised. |
| 7 | Derivative | Premium Stock Options | 2026-02-11 | M | D | 2,000 | $10.52 | 0 | D | $10.52 · 2025-12-07 to 2033-12-06 | 2,000 Common Stock | |
| 8 | Derivative | Premium Stock Options | 2026-02-11 | M | D | 2,000 | $10.33 | 0 | D | $10.33 · 2026-02-11 to 2033-12-06 | 2,000 Common Stock | |
| 9 | Derivative | Non-Premium Stock Options | 2026-02-11 | M | D | 4,000 | $13.31 | 16,000 | D | $13.31 · 2026-02-04 to 2036-02-03 | 4,000 Common Stock | (F5) Remaining non-premium stock options vest in equal installment on February 2, 2027, 2028, 2029 and 2030 |