Form 4 for VELO Velo3D, Inc.
Accepted 2026-03-06 00:00:00 ET · period of report 2026-03-04 · accession 0001193125-26-096473 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2026-03-06 | 2026-03-04 | VELO | Thieneman Kenneth Dale | Dir | C - Cnv Deriv | $10.50 | +1.15M | 1.15M | New | +$12.03M |
| DI | 2026-03-06 | 2026-03-04 | VELO | Thieneman Kenneth Dale | Dir | C - Cnv Deriv | $0.00 | -10.00M | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-03-04 | C | A | 1,145,830 | $10.50 | 1,145,830 | I By Thieneman Construction, Inc. | — | — | |
| 2 | Derivative | 12.0% Senior Secured Convertible Promissory Note | 2026-03-04 | C | D | 10,000,000 | $0.00 | 0 | I See Note | $10.50 · 2025-08-19 to 2027-02-14 | 952,380 Common Stock | (F1) Consists of a Senior Secured Convertible Promissory Note dated February 10, 2025 (the "February Note") in the principal amount of $10,000,000, held by Thieneman Construction, Inc., an Indiana corporation ("Thieneman Construction"). |