Form 4 for PGC PEAPACK GLADSTONE FINANCIAL CORP
Accepted 2026-03-24 00:00:00 ET · period of report 2026-03-20 · accession 0001193125-26-121419 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-03-24 | 2026-03-20 | PGC | Cavallaro Frank A. | CFO, SEVP | M - OptEx | — | +3,281 | 10.2K | +48% | — |
| DM | 2026-03-24 | 2026-03-20 | PGC | Cavallaro Frank A. | CFO, SEVP | A - Grant | — | +18.5K | 11.1K | New | — |
| DM | 2026-03-24 | 2026-03-20 | PGC | Cavallaro Frank A. | CFO, SEVP | M - OptEx | — | -4,744 | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-03-20 | M | A | 1,666 | — | 11,824 | D | — | — | (F2) On March 20, 2025, the reporting person was granted 4,999 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2026. Upon vesting, each RSU converts into one share of PGC common stock. |
| 2 | Common | Common Stock | 2026-03-20 | M | A | 1,615 | — | 10,158 | D | — | — | (F1) On March 20, 2023, the reporting person was granted 4,844 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2024. Upon vesting, each RSU converts into one share of PGC common stock. |
| 3 | Derivative | Restricted Stock Units | 2026-03-20 | A | A | 7,408 | — | 7,408 | D | — · — to — | 7,408 Common Stock | (F3) On March 20, 2026, the reporting person was granted 7,408 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2027. Upon vesting, each RSU converts into one share of PGC common stock. |
| 4 | Derivative | Phantom Stock | 2026-03-20 | M | D | 1,463 | — | 1,463 | D | — · — to — | 1,463 Common Stock | (F6) On March 20, 2024, the reporting person was granted 4,389 phantom stock shares, vesting in three equal annual installments beginning on March 20, 2025. Upon vesting, each phantom share is the economic equivalent of one share of common stock. |
| 5 | Derivative | Restricted Stock Units | 2026-03-20 | A | A | 11,113 | — | 11,113 | D | — · — to — | 11,113 Common Stock | (F5) On March 20, 2026, the reporting person was granted 11,113 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock. |
| 6 | Derivative | Restricted Stock Units | 2026-03-20 | M | D | 1,666 | — | 3,333 | D | — · — to — | 1,666 Common Stock | (F2) On March 20, 2025, the reporting person was granted 4,999 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2026. Upon vesting, each RSU converts into one share of PGC common stock. |
| 7 | Derivative | Restricted Stock Units | 2026-03-20 | M | D | 1,615 | — | 0 | D | — · — to — | 1,615 Common Stock | (F1) On March 20, 2023, the reporting person was granted 4,844 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2024. Upon vesting, each RSU converts into one share of PGC common stock. |