Form 4 for PGC PEAPACK GLADSTONE FINANCIAL CORP
Accepted 2026-03-24 00:00:00 ET · period of report 2026-03-20 · accession 0001193125-26-121865 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-03-24 | 2026-03-20 | PGC | KENNEDY DOUGLAS L | Pres, CEO | M - OptEx | — | +7,390 | 44.5K | +20% | — |
| DM | 2026-03-24 | 2026-03-20 | PGC | KENNEDY DOUGLAS L | Pres, CEO | F - Tax | $33.18 | -3,781 | 42.7K | -8% | -$125.5K |
| DMI | 2026-03-24 | 2026-03-20 | PGC | KENNEDY DOUGLAS L | Pres, CEO | M - OptEx | — | +21.8K | 230.6K | +10% | — |
| DM | 2026-03-24 | 2026-03-20 | PGC | KENNEDY DOUGLAS L | Pres, CEO | M - OptEx | — | -29.8K | 0 | -100% | — |
| DM | 2026-03-24 | 2026-03-20 | PGC | KENNEDY DOUGLAS L | Pres, CEO | A - Grant | — | +40.4K | 16.1K | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-03-20 | M | A | 3,896 | — | 43,024.75 | D Rabbi Trust | — | — | (F1) On March 20, 2025, the reporting person was granted 11,689 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2026. Upon vesting, each RSU converts into one share of PGC common stock. (F5) Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan. |
| 2 | Common | Common Stock | 2026-03-20 | F | D | 1,993 | $33.18 | 41,031.75 | D Rabbi Trust | — | — | (F5) Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan. |
| 3 | Common | Common Stock | 2026-03-20 | M | A | 3,494 | — | 44,525.75 | D | — | — | (F3) On March 20, 2023, the reporting person was granted 17,472 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2024. Upon vesting, each RSU converts into one share of PGC common stock. |
| 4 | Common | Common Stock | 2026-03-20 | F | D | 1,788 | $33.18 | 42,737.75 | D | — | — | |
| 5 | Common | Common Stock | 2026-03-20 | M | A | 3,674 | — | 212,533 | I | — | — | (F4) On March 20, 2022, the reporting person was granted 18,374 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2024. Upon vesting, each RSU converts into one share of PGC common stock. |
| 6 | Common | Common Stock | 2026-03-20 | M | A | 18,097 | — | 230,630 | I | — | — | (F6) On March 20, 2023, the reporting person was granted 26,208 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock. 18,097 restricted stock units vested. |
| 7 | Derivative | Phantom Stock | 2026-03-20 | M | A | 2,828 | — | 0 | D | — · — to — | 2,828 Common Stock | (F11) On March 20, 2021, the reporting person was granted 14,127 phantom stock shares, vesting in five equal annual installments beginning on March 20, 2022. Upon vesting, each phantom share is the economic equivalent of one share of common stock. |
| 8 | Derivative | Restricted Stock Units | 2026-03-20 | M | D | 3,896 | — | 7,793 | D | — · — to — | 3,896 Common Stock | (F1) On March 20, 2025, the reporting person was granted 11,689 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2026. Upon vesting, each RSU converts into one share of PGC common stock. |
| 9 | Derivative | Phantom Stock | 2026-03-20 | M | D | 3,440 | — | 3,441 | D | — · — to — | 3,440 Common Stock | (F10) On March 20, 2024, the reporting person was granted 10,321 phantom stock shares, vesting in three equal annual installments beginning on March 20, 2025. Upon vesting, each phantom share is the economic equivalent of one share of common stock. |
| 10 | Derivative | Restricted Stock Units | 2026-03-20 | A | A | 24,225 | — | 24,225 | D | — · — to — | 24,225 Common Stock | (F9) On March 20, 2026, the reporting person was granted 24,225 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock. |
| 11 | Derivative | Restricted Stock Units | 2026-03-20 | A | A | 16,150 | — | 16,150 | D | — · — to — | 16,150 Common Stock | (F7) On March 20, 2026, the reporting person was granted 16,150 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2027. Upon vesting, each RSU converts into one share of PGC common stock. |
| 12 | Derivative | Restricted Stock Units | 2026-03-20 | M | D | 3,674 | — | 3,678 | D | — · — to — | 3,674 Common Stock | (F4) On March 20, 2022, the reporting person was granted 18,374 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2024. Upon vesting, each RSU converts into one share of PGC common stock. |
| 13 | Derivative | Restricted Stock Units | 2026-03-20 | M | D | 3,494 | — | 6,990 | D | — · — to — | 3,494 Common Stock | (F3) On March 20, 2023, the reporting person was granted 17,472 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2024. Upon vesting, each RSU converts into one share of PGC common stock. |
| 14 | Derivative | Restricted Stock Units | 2026-03-20 | M | D | 18,097 | — | 0 | D | — · — to — | 18,097 Common Stock | (F6) On March 20, 2023, the reporting person was granted 26,208 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock. 18,097 restricted stock units vested. |