Form 4 for PGC PEAPACK GLADSTONE FINANCIAL CORP
Accepted 2026-03-24 00:00:00 ET · period of report 2026-03-20 · accession 0001193125-26-121948 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2026-03-24 | 2026-03-20 | PGC | BABCOCK JOHN P | SEVP, Pres of Priv Wealth Mgt | M - OptEx | — | +9,408 | 67.5K | +16% | — |
| DM | 2026-03-24 | 2026-03-20 | PGC | BABCOCK JOHN P | SEVP, Pres of Priv Wealth Mgt | M - OptEx | — | +10.4K | 52.8K | +25% | — |
| DM | 2026-03-24 | 2026-03-20 | PGC | BABCOCK JOHN P | SEVP, Pres of Priv Wealth Mgt | F - Tax | $33.18 | -4,336 | 50.6K | -8% | -$143.9K |
| DM | 2026-03-24 | 2026-03-20 | PGC | BABCOCK JOHN P | SEVP, Pres of Priv Wealth Mgt | A - Grant | — | +23.4K | 9,362 | New | — |
| DM | 2026-03-24 | 2026-03-20 | PGC | BABCOCK JOHN P | SEVP, Pres of Priv Wealth Mgt | M - OptEx | — | -24.6K | 2,760 | -90% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-03-20 | M | A | 1,197 | — | 68,677 | I | — | — | (F4) On March 20, 2023, the reporting person was granted 11,970 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2024. Upon vesting, each RSU converts into one share of PGC common stock. |
| 2 | Common | Common Stock | 2026-03-20 | M | A | 6,199 | — | 74,876 | I | — | — | (F5) On March 20, 2023, the reporting person was granted 17,955 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock. 12,398 restricted stock units vested. |
| 3 | Common | Common Stock | 2026-03-20 | M | A | 1,760 | — | 46,264 | D Rabbi Trust | — | — | (F1) On March 20, 2025, the reporting person was granted 7,543 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2026. Upon vesting, each RSU converts into one share of PGC common stock. (F6) Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan. |
| 4 | Common | Common Stock | 2026-03-20 | F | D | 901 | $33.18 | 45,363 | D Rabbi Trust | — | — | (F6) Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan. |
| 5 | Common | Common Stock | 2026-03-20 | M | A | 1,258 | — | 46,621 | D Rabbi Trust | — | — | (F3) On March 20, 2022, the reporting person was granted 12,588 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2023. Upon vesting, each RSU converts into one share of PGC common stock. (F6) Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan. |
| 6 | Common | Common Stock | 2026-03-20 | F | D | 644 | $33.18 | 45,977 | D Rabbi Trust | — | — | (F6) Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan. |
| 7 | Common | Common Stock | 2026-03-20 | M | A | 1,197 | — | 47,174 | D | — | — | (F4) On March 20, 2023, the reporting person was granted 11,970 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2024. Upon vesting, each RSU converts into one share of PGC common stock. |
| 8 | Common | Common Stock | 2026-03-20 | F | D | 613 | $33.18 | 46,561 | D | — | — | |
| 9 | Common | Common Stock | 2026-03-20 | M | A | 6,199 | — | 52,760 | D | — | — | (F5) On March 20, 2023, the reporting person was granted 17,955 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock. 12,398 restricted stock units vested. |
| 10 | Common | Common Stock | 2026-03-20 | F | D | 2,178 | $33.18 | 50,582 | D | — | — | |
| 11 | Common | Common Stock | 2026-03-20 | M | A | 754 | — | 66,222 | I | — | — | (F1) On March 20, 2025, the reporting person was granted 7,543 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2026. Upon vesting, each RSU converts into one share of PGC common stock. |
| 12 | Common | Common Stock | 2026-03-20 | M | A | 1,258 | — | 67,480 | I | — | — | (F3) On March 20, 2022, the reporting person was granted 12,588 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2023. Upon vesting, each RSU converts into one share of PGC common stock. |
| 13 | Derivative | Restricted Stock Units | 2026-03-20 | A | A | 14,043 | — | 14,043 | D | — · — to — | 14,043 Common Stock | (F9) On March 20, 2026, the reporting person was granted 14,043 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock. |
| 14 | Derivative | Restricted Stock Units | 2026-03-20 | M | D | 12,398 | — | 0 | D | — · — to — | 12,398 Common Stock | (F5) On March 20, 2023, the reporting person was granted 17,955 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock. 12,398 restricted stock units vested. |
| 15 | Derivative | Phantom Stock | 2026-03-20 | M | D | 2,000 | — | 0 | D | — · — to — | 2,000 Common Stock | (F11) On March 20, 2021, the reporting person was granted 9,992 phantom stock shares, vesting in five equal annual installments beginning on March 20, 2022. Upon vesting, each phantom share is the economic equivalent of one share of common stock. |
| 16 | Derivative | Restricted Stock Units | 2026-03-20 | M | D | 2,514 | — | 5,029 | D | — · — to — | 2,514 Common Stock | (F1) On March 20, 2025, the reporting person was granted 7,543 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2026. Upon vesting, each RSU converts into one share of PGC common stock. |
| 17 | Derivative | Restricted Stock Units | 2026-03-20 | A | A | 9,362 | — | 9,362 | D | — · — to — | 9,362 Common Stock | (F7) On March 20, 2026, the reporting person was granted 9,362 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2027. Upon vesting, each RSU converts into one share of PGC common stock. |
| 18 | Derivative | Restricted Stock Units | 2026-03-20 | M | D | 2,516 | — | 2,524 | D | — · — to — | 2,516 Common Stock | (F3) On March 20, 2022, the reporting person was granted 12,588 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2023. Upon vesting, each RSU converts into one share of PGC common stock. |
| 19 | Derivative | Restricted Stock Units | 2026-03-20 | M | D | 2,394 | — | 4,788 | D | — · — to — | 2,394 Common Stock | (F4) On March 20, 2023, the reporting person was granted 11,970 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2024. Upon vesting, each RSU converts into one share of PGC common stock. |
| 20 | Derivative | Phantom Stock | 2026-03-20 | M | D | 2,760 | — | 2,760 | D | — · — to — | 2,760 Common Stock | (F10) On March 20, 2024, the reporting person was granted 8,278 phantom stock shares, vesting in three equal annual installments beginning on March 20, 2025. Upon vesting, each phantom share is the economic equivalent of one share of common stock. |