Form 4 for AUBN AUBURN NATIONAL BANCORPORATION, INC
Accepted 2026-03-26 00:00:00 ET · period of report 2026-03-10 · accession 0001193125-26-125923 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-03-26 | 2026-03-10 | AUBN | Smith Robert Lawrence | SVP, CLO | A - Grant | $0.00 | +8 | 836 | +1.0% | $0 | |
| 2026-03-26 | 2026-03-10 | AUBN | Smith Robert Lawrence | SVP, CLO | F - Tax | $23.85 | -122 | 714 | -15% | -$2,910 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | common stock, par value $0.01 | 2026-03-10 | A | A | 8 | $0.00 | 836 | D | — | — | (F1) Represents 8 shares received on March 10, 2026 (the "Settlement Date") as dividend equivalents upon the vesting of 421 restricted stock units. (F2) Includes drip shares |
| 2 | Common | common stock, par value $0.01 | 2026-03-10 | F | D | 122 | $23.85 | 714 | D | — | — | (F3) 122 shares were withheld by the Issuer from the on the Settlement Date to satisfy tax withholding obligations based on the $23.85 per share closing price on the Nasdaq Global Market on the Settlement Date resulting in the issuance of 299 net shares. (F4) The reporting person previously reported the grant of 421 restricted stock units as an acquisition of common stock in Table I on July 24, 2025. On the Settlement Date, a total of 307 shares were issued to the Reporting Person. |